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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Ameriprise Financial Services, LLC

location

GREENWICH, CT

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Mc Candless is a financial advisor with over 25 years of experience in the industry. He currently works with Ameriprise Financial Services, LLC and has a strong background in providing financial advice to a wide range of clients. Thomas has extensive experience with individual investors, corporations, and trusts, and he is committed to helping clients achieve their financial goals. He is a highly respected advisor with an excellent track record of success, and he holds the Series 7, Series 63, Series 66, Series 87, and Series 16 licenses. In addition to his work at Ameriprise, Thomas is also a board member of Mc Candless, a fiduciary for the firm.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

NEW HAVEN, CT

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Thomas L. Hutchison is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Thomas has been in the industry since July 1998 and has a strong track record of success. Thomas specializes in providing investment advice to a variety of clients, including individuals, corporations, and institutional investors. Thomas is committed to providing his clients with personalized financial planning and investment management services, and is dedicated to helping them achieve their financial goals.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Procyon Advisors, LLC

location

SHELTON, CT

0 Disclosures

ADVISOR BIO

Thomas Somerville Leffel is an investment advisor representative at Procyon Advisors, LLC, with over 20 years of experience in the financial services industry. Thomas has a broad range of experience, having worked at several firms, including Academy Securities, Inc. and MF Global Inc., where he served as a Registered Representative. He is also a registered Investment Advisor Representative in Connecticut. Thomas holds the Series 3, 7, 63, and 65 licenses. He specializes in financial planning, pension consulting, selection of other advisors, portfolio management for individuals, and portfolio management for pooled investment vehicles. Thomas primarily serves high-net-worth individuals, corporations, and pension and profit-sharing plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Dieter is a financial professional with over 20 years of experience in the industry. He is currently registered with Prudential Annuities Distributors, Inc. and holds Series 6 and 63 licenses. Thomas has previously worked at Pacific Select Distributors, LLC and Lincoln Financial Distributors, Inc. He is registered in California, Florida, South Dakota and Texas.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

WATERFORD, CT

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Dittmeier is a financial advisor with LPL Financial LLC. Thomas has been in the financial industry since 2014. Thomas has a Series 63 and Series 65 license as well as a Series 7 and Series 24 license. Thomas is registered with FINRA and the state of Texas. Thomas is also registered as an Investment Advisor Representative (IAR) in Texas and Connecticut. He is registered with the state of Texas. Thomas is a licensed insurance producer for Shoreline Wealth Management LLC and Thomas Dittmeier-Insurance Agency.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Great Valley Advisor Group, Inc. | CFP ® (Certifications)

location

NORTH HAVEN, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Morrone is a financial advisor with over 20 years of experience in the industry. Thomas is a Certified Financial Plannerâ„¢ professional and has a background in accounting and tax preparation. Thomas is also a registered representative of LPL Financial and an Investment Advisor Representative of Great Valley Advisor Group, Inc.. Thomas is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING SERVICES
Unclaimed

UBS Fund Services (usa) LLC

location

HARTFORD, CT

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Thomas James O'Shea is a registered representative with UBS Fund Services (usa) LLC. Thomas has been in the industry since June 19, 2014 and is registered in 51 states. Thomas is a Series 24, Series 66, Series 7 and SIE licensed professional. Thomas is located in Hartford, CT and works out of the UBS Fund Services (usa) LLC branch office in Hartford, CT.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Dowling & Partners Securities LLC

location

FARMINGTON, CT

experience

37 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Byrne is a financial advisor based in Farmington, CT. Thomas is a Registered Representative with Dowling & Partners Securities LLC. Thomas has been in the financial industry since April 17, 1988. Thomas holds a Series 7, 24, 63, 79, and SIE license. Thomas has been registered in Connecticut since January 27, 2014. Thomas has also been registered in California, Florida, Illinois, Massachusetts, New Hampshire, New York and Ohio.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Icapital Markets LLC

location

Greenwich, CT

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Bannon is a financial advisor with Icapital Markets LLC. Thomas has been in the industry since September 26, 2016 and holds the Series 7 and Series 63 licenses. Thomas is registered in Connecticut. Previous employers include ICAPITAL SECURITIES, LLC, and CITIGROUP GLOBAL MARKETS INC..

SPECIALIZATIONS

No specializations listed.

Unclaimed

YHB Investment Advisors Inc.

location

WEST HARTFORD, CT

0 Disclosures

ADVISOR BIO

Thomas Manning is an Investment Advisor Representative with YHB Investment Advisors Inc. Thomas Manning is registered in Connecticut. Thomas Manning has been in the industry since November 2013. Thomas Manning has 1 state exam and is approved in Connecticut. Thomas Manning's current employer, YHB Investment Advisors Inc., has been in business since August 2015. YHB Investment Advisors Inc. has offices in WEST HARTFORD, Connecticut. YHB Investment Advisors Inc. provides financial services to individuals, corporations, charitable organizations, and pension plans.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
PARTICIPANT ACCOUNT MANAGEMENT

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