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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Wells Fargo Advisors Financial Network, LLC

location

AVON, CT

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Hall is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC. Thomas has been in the financial services industry since January 20, 2005. He is registered with the state of Connecticut and holds the Series 63, Series 65, Series 7, and SIE licenses. Thomas also has experience with Wells Fargo Clearing Services, LLC and Wells Fargo Advisors LLC. Thomas's primary business is investment related and he offers financial planning services to individuals, families, and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

BAY Colony Advisors | CFA ® (Certifications)

location

CANTON, CT

0 Disclosures

ADVISOR BIO

Thomas M. Sliney is a financial advisor with Bay Colony Advisors. Thomas is registered with the state of Connecticut. Thomas's firm has offices in Canton, Connecticut and Concord, Massachusetts. Thomas has been working in the financial industry since October 2015. Thomas is a Chartered Financial Analyst.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Charles Schwab & CO., Inc.

location

Stamford, CT

experience

15 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas Williamson is a financial advisor with Charles Schwab & CO., Inc. in Stamford, CT. Thomas has been in the financial industry since August 2009. Before joining Charles Schwab & CO., Inc., Thomas worked at TD Ameritrade, INC., Northwestern Mutual Investment Services, LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, and Metlife Securities INC. Thomas is registered with the state of Connecticut and has a Series 66, Series 7, and SIE licenses. Thomas specializes in Financial Planning.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM
Unclaimed

Prudential Annuities Distributors, Inc.

location

Shelton, CT

experience

4 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas C Johnson is a financial professional with experience in the industry since 2017. Currently registered with Prudential Annuities Distributors, Inc., Thomas holds a Series 6, Series 6TO and Series 63 licenses. Thomas has experience at Citizens Securities, Inc., as well.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Equity Services, Inc.

location

GLASTONBURY, CT

experience

25 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas Alden Bailey is an investment advisor representative with Equity Services, Inc. and has been in the industry since March 14, 2000. Thomas Bailey is registered with FINRA and holds Series 7, Series 24, Series 66, Series 99TO, and SIE licenses. Thomas Bailey has been registered with Equity Services, Inc. since April 11, 2002. In the past, Thomas Bailey was also registered with American Express Financial Advisors Inc. and IDS Life Insurance Company.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

DANBURY, CT

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Shay Cole is a registered representative with J.p. Morgan Securities LLC, a firm with offices in Danbury, Connecticut. Thomas Shay Cole has been in the securities industry since October 25, 2019 and is currently registered in Connecticut and Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

RBC Capital Markets, LLC

location

Westport, CT

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Oconnor is a financial advisor currently registered with RBC Capital Markets, LLC in Westport, CT. Thomas has been in the industry since March 18, 2021, and has a Series 7TO, SIE, and Series 66 license. He is also registered as an investment advisor in Connecticut and Texas. Prior to joining RBC Capital Markets, LLC, Thomas was affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fairfield, CT.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

ENFIELD, CT

experience

48 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas Jeremiah Adams is a financial advisor with Stifel, Nicolaus & Company, Inc. located in Enfield, Connecticut. Thomas has been in the financial services industry since 1976 and has worked with Ryan Beck & Co., CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., and SHEARSON HAYDEN STONE INC. Thomas offers a wide range of financial services including financial planning, portfolio management for individuals and businesses, pension consulting and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Wells Fargo Clearing Services, LLC | CFP ® (Certifications)

location

WESTPORT, CT

experience

38 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas Moore is a financial advisor with over 35 years of experience in the industry. He is currently registered with Wells Fargo Clearing Services, LLC and is a Certified Financial Planner. Thomas has a diverse background having worked at several firms including First Albany Corporation, Northeast Brokerage Services Corporation, Murphey Favre, Inc., Shearson Lehman Hutton Inc., and E. F. Hutton & Company Inc. Thomas holds Series 7, 63, and 65 licenses and the SIE exam. Thomas serves clients in various states including Connecticut, New York, California, and Florida. Thomas has extensive experience in financial planning, portfolio management, and investment consulting services for individuals, families, and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Voya Financial Partners, LLC

location

WINDSOR, CT

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Boyle is a financial professional with over 20 years of experience in the industry. He holds a Series 6, Series 26, and SIE licenses. Thomas is currently registered with Voya Financial Partners, LLC. He is located in Windsor, CT.

SPECIALIZATIONS

No specializations listed.

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