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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

FAIRFIELD, CT

experience

32 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas Gilhuly is an investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Thomas Gilhuly has been in the industry since September 2, 1993. Thomas Gilhuly has also worked at BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., FIS SECURITIES, INC., CHASE INVESTMENT SERVICES CORP., SIGNATOR INVESTORS, INC. and JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY. Thomas Gilhuly is registered with FINRA and the state of Connecticut as an investment advisor representative. Thomas Gilhuly is also registered with the state of Texas as an investment advisor representative.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Thomas James Chiriaco is a financial professional with Prudential Annuities Distributors, Inc. Thomas has been in the industry since March 14, 2019. He is registered in New Jersey and Wisconsin. Thomas has passed the Series 63, Series 6TO and SIE exams.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

PLANTSVILLE, CT

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Gallagher has been in the financial services industry since 2002. He is currently a registered representative with Umergence LLC. Previously, Thomas was a registered representative with Maxim Group LLC and Citigroup Global Markets Inc. He is licensed to offer securities in New Jersey.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Purkiss Capital Advisors, LLC | CFP ® (Certifications)

location

RIDGEFIELD, CT

0 Disclosures

ADVISOR BIO

Thomas Snayd is a financial professional with over 20 years of experience in the financial services industry. Thomas is currently registered as an Investment Advisor Representative with Purkiss Capital Advisors, LLC and is licensed in Connecticut and Texas. Thomas has previously held positions at COMMONFUND SECURITIES, INC., COMMONWEALTH FINANCIAL NETWORK, FIRST UNION SECURITIES, INC., THE DREYFUS SERVICE CORPORATION, and WINCHESTER INVESTMENT SECURITIES, INC. Thomas is a Certified Financial Planner and holds FINRA Series 7, 31 and 66 licenses, and is also a member of the Newtown Pension Committee. Thomas has a proven track record of providing comprehensive financial planning and investment management services to individuals and families.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

MGI Funds Distributors, LLC

location

Hartford, CT

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Mushinski is a registered representative with MGI Funds Distributors, LLC, located in Hartford, CT. He has been in the financial services industry since 2003. Thomas has a wide range of experience in the industry, having previously worked at MMC Securities LLC, Hartford Securities Distribution Company, Inc., Hartford Equity Sales Company Inc., USI Securities, Inc., and Commonwealth Equity Services, Inc. Thomas holds Series 7, Series 63, Series 66, and SIE licenses. He is licensed in Connecticut, Delaware, Florida, Maine, Massachusetts, Michigan, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island, and Vermont.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Park Avenue Securities LLC | CFC ® (Certifications)

location

FARMINGTON, CT

experience

49 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas Grant has over 45 years of experience in the financial industry. Thomas is a Chartered Financial Consultant and has been a Registered Representative and Investment Advisor Representative for Park Avenue Securities LLC since 2004. Thomas' experience extends back to 1974 when he began working for SMA Equities, Inc. and later Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas specializes in portfolio management for individuals, financial planning, and the selection of other advisors. Thomas holds a Series 7, 63, and 65 license and is licensed to provide investment advice in 21 states.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

GLASTONBURY, CT

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Adrian Ragonese is a financial advisor with Wells Fargo Clearing Services, LLC. Thomas has been in the financial services industry since August 1994 and holds Series 6, 7, 26, 63, and 65 licenses. Thomas has worked for several firms including Lincoln Financial Securities Corporation, Aetna Investment Services, Inc., and Princor Financial Services Corporation.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Money Concepts Capital Corp. | CFP ® (Certifications)

location

FARMINGTON, CT

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Joseph Schneider is a financial advisor with over 29 years of experience in the financial services industry. Thomas is currently registered with Money Concepts Capital Corp. in Farmington, CT. Thomas is also registered with the Securities Industry and Financial Markets Association (FINRA). Thomas has a wide range of experience and specializes in providing financial advice to individuals, businesses, and retirement plans. Thomas is a Certified Financial Planner™ professional.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Businesses
Portfolio Management for Individuals
GENERAL CONSULTING SERVICES
Unclaimed

Integrated Wealth Concepts LLC

location

HAMDEN, CT

0 Disclosures

ADVISOR BIO

Thomas Nemet is a financial advisor currently registered with Integrated Wealth Concepts LLC, a firm with offices in Waltham, MA and Hamden, CT. The firm is an independent investment advisor firm that provides financial planning, pension consulting, portfolio management for individuals, selection of other advisers, and other services. Thomas also provides investment advisory services under Integrated Wealth Concepts, LLC DBA Integrated Financial Partners. Thomas is experienced in providing services to high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, pension and profit-sharing plans, and charitable organizations. In addition to being a registered investment advisor, Thomas is also an accountant and tax preparer. He is a Series 6, Series 63, and Series 65 licensed representative.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Ameriprise Financial Services, LLC

location

East Hartford, CT

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Louis Grilli is a financial advisor with Ameriprise Financial Services, LLC. Thomas has been working in the financial services industry since January 6, 2001. He is registered in 15 states and offers a range of services including financial planning, pension consulting, educational seminars, and portfolio management for both individuals and businesses. He has a long history in the financial services industry, having worked for multiple firms including Riversource Distributors, Inc., Capital Brokerage Corporation, XTF Capital LLC, NYLIFE Distributors LLC, Levco Securities, Inc., Neuberger Berman, LLC, Eaton Vance Distributors, Inc., and Equity Services, Inc. Thomas holds Series 6, 7, 63, 65, and 66 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals

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