Invested Better
Financial Advisors in Connecticut
11,410 Results
Unclaimed

Chatsworth Securities LLC

location

GREENWICH, CT

experience

34 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Swatick Majumdar is a financial advisor with over 30 years of experience in the securities industry. Swatick is currently registered with Chatsworth Securities LLC, a firm headquartered in Greenwich, CT. Previously, Swatick was employed by Adamson Brothers Inc., Janney Montgomery Scott LLC, and Josephthal & Co., Inc. Swatick is also a licensed investment banking representative and holds the Series 7, Series 63, Series 79TO, and SIE licenses.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Charles Schwab & CO., Inc. | CFP ® (Certifications)

location

South Windsor, CT

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Sweyden Ernest Dibble is a financial advisor with Charles Schwab & CO., Inc. Sweyden has been in the industry since 1991 and is registered in Connecticut and Texas. Sweyden has experience with a variety of firms, including Royal Alliance Associates, Inc., Spelman & Co., Inc., and Paine Webber Incorporated. Sweyden is also a Certified Financial Planner. Sweyden specializes in retirement planning, investment planning, and financial planning.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM
Unclaimed

Ameriprise Financial Services, LLC

location

EAST HARTFORD, CT

0 Disclosures

ADVISOR BIO

Sydney Nicole Ratte is an active investment advisor representative at Ameriprise Financial Services, LLC. Sydney Ratte has been in the industry since August 1, 2024 and has passed the General Securities Representative Examination and Securities Industry Essentials Examination. Sydney Ratte is registered in Connecticut and is located in the Ameriprise Financial Services, LLC office at 111 Founders Plz, Ste 1503 in East Hartford. Ameriprise Financial Services, LLC is an investment advisor with offices in Minneapolis, MN. Ameriprise Financial Services, LLC manages over $479.7 billion in assets for over 2.2 million clients. Sydney Ratte specializes in providing asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

AMG Distributors, Inc.

location

STAMFORD, CT

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Sydney Knight is a financial professional with AMG Distributors, Inc. in Stamford, Connecticut. Sydney has been in the industry since 2023 and has a Series 63, Series 7 and SIE license. Sydney is licensed in Connecticut and Florida. Previously Sydney Knight was a financial professional at J.P. MORGAN SECURITIES LLC in New York, NY.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Park Avenue Securities LLC

location

FARMINGTON, CT

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Sylvia Pare Dobbins is a registered representative with Park Avenue Securities LLC. Sylvia has been working in the financial services industry for over 20 years, holding a Series 7 and Series 63 license. She is registered in Connecticut and has been with Park Avenue Securities LLC since 2001. Sylvia specializes in providing financial planning, portfolio management for individuals, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Voya Financial Partners, LLC

location

WINDSOR, CT

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Sylvio Marcel Arguello is a financial advisor with Voya Financial Partners, LLC. Sylvio has been in the industry since 2007. Sylvio has a Series 6, Series 63 and SIE license. Sylvio is registered in Connecticut. Sylvio is currently located at the Windsor branch office.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Interactive Brokers LLC

location

GREENWICH, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Tabitha George has been in the financial services industry since June 2016. Currently, Tabitha is registered with Interactive Brokers LLC in Greenwich, CT. Prior to this, Tabitha was with WELLS FARGO SECURITIES, LLC in New York, NY. Tabitha is licensed to sell securities in New York. Tabitha has passed the following exams: Series 63, Series 57TO, Series 99TO, SIE, and Series 7.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

Stamford, CT

experience

16 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Taher ted Koly is a Registered Representative and Investment Advisor Representative with Morgan Stanley in Stamford, Connecticut. Taher ted Koly has 14 years of experience in the securities industry. Taher ted Koly is also an Adjunct Professor at Quinnipiac University. Prior to joining Morgan Stanley, Taher ted Koly was registered with CITIGROUP GLOBAL MARKETS INC. in STAMFORD, Connecticut. Taher ted Koly holds Series 31, Series 7, and SIE licenses. Taher ted Koly is registered to provide investment advice in 47 states and the District of Columbia.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Northwestern Mutual Investment Services, LLC

location

WEST HARTFORD, CT

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Taia Riley is a financial advisor with over 25 years of experience in the industry. Taia is currently registered with Northwestern Mutual Investment Services, LLC. Previously, Taia was registered with New England Securities, VP Distributors Inc, and Allmerica Investments, Inc.. Taia has earned licenses to offer investment advice in several states, including Connecticut, Florida, Maine, Massachusetts, New Hampshire and New York. Taia is also registered as a general securities representative, a Series 6 representative, and holds a Series 7 and SIE license.

SPECIALIZATIONS

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS
Unclaimed

Chatsworth Securities LLC

location

GREENWICH, CT

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Takanori Yokose is a financial advisor with Chatsworth Securities LLC. He is based in Greenwich, Connecticut. Takanori Yokose has been in the financial industry since 2010 and has experience with Cantor Fitzgerald & Co. and FTN Financial Securities Corp. Takanori holds the Series 63, 7, 82, and SIE exams and has been registered with the state of Connecticut since 2016.

SPECIALIZATIONS

No specializations listed.

Need help matching

with the right advisor?