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Financial Advisors in Connecticut
11,410 Results
Unclaimed

IP Financial Advisory Services LLC

location

North Haven, CT

experience

25 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Theodore Leonard Brooks is a financial advisor with over 20 years of experience in the industry. Theodore is currently registered with IP Financial Advisory Services LLC, where he provides financial planning and portfolio management services to individual clients. Previously, Theodore has held positions at a number of firms, including Supreme Alliance LLC, Lincoln Investment and Cambridge Investment Research, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING SERVICES TO QUALIFIED RETIREMENT PLANS
Unclaimed

Citizens Securities, Inc.

location

WATERFORD, CT

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Theodore John Schaaf is a financial advisor with Citizens Securities, Inc. Theodore has been in the financial services industry since 2002. Theodore is licensed to provide financial advice in Connecticut, Florida, Louisiana, New York, Rhode Island, and Virginia.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
PARTICIPATE IN WRAP FEE PROGRAM
Unclaimed

Sound Portfolio Advisors, LLC | CFP ® (Certifications)

location

Mystic, CT

0 Disclosures

ADVISOR BIO

Theodore Parker is an Investment Advisor Representative with Sound Portfolio Advisors, LLC in Mystic, Connecticut. Theodore has been in the industry since 1993. Theodore holds Series 7, Series 63, and Series 65 licenses and has a Certified Financial Planner designation. Theodore was previously registered with American Express Financial Advisors Inc. in Minneapolis, Minnesota, and IDS Life Insurance Company in Minneapolis, Minnesota. Theodore is a licensed Investment Advisor Representative in Connecticut. Theodore is registered with the state of Connecticut as an Investment Advisor Representative for Sound Portfolio Advisors, LLC.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

Osaic Wealth, Inc.

location

MIDDLE HADDAM, CT

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Theodore Robert Earl is a financial advisor with over 20 years of experience in the industry. Theodore has a broad background in financial services, including investment advising, insurance sales and securities trading. Theodore has held positions with several firms throughout his career, including Signator Investors, Inc., Ascend Financial Services, Inc. and Hornor, Townsend & Kent, Inc. Theodore currently works with Osaic Wealth, Inc., where he is a registered representative and investment advisor. Theodore's current registration allows Theodore to provide financial services in Connecticut and Florida. Theodore specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

SOUTHBURY, CT

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Theodore De giacomo is a financial advisor with over 20 years of experience in the securities industry. Theodore has held various roles at prominent financial institutions, including T3 Trading Group, LLC and World-Xecution Strategies. Theodore is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Theodore is a Series 7, 9, 24, 55, 63, 66, and SIE licensed professional. Theodore offers a range of services to individuals and businesses, including investment advice, portfolio management, and financial planning.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Wells Fargo Advisors Financial Network, LLC

location

OLD GREENWICH, CT

experience

44 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Theodore Youngling is an active investment advisor and registered representative with Wells Fargo Advisors Financial Network, LLC. Theodore has over 40 years of experience in the financial industry. Theodore has earned several industry licenses, including Series 7, Series 8, Series 9, Series 10, Series 15, Series 63, and Series 65. Theodore is currently registered with the state of Connecticut, New York, and Texas. Theodore has a diverse range of experience in the financial industry, including working at Prudential Securities Incorporated, PaineWebber Incorporated, and First Jersey Securities, Inc. Theodore is committed to providing clients with personalized financial advice and guidance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Allstate Financial Services, LLC

location

NORWICH, CT

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Theodore Robert Gasparino has been a registered representative for over 30 years. Theodore is currently registered with Allstate Financial Services, LLC and has been since January 8, 2000. Theodore is also a registered representative in Connecticut and Massachusetts. Prior to that, Theodore was employed by LSA Securities, Inc. and Lincoln Benefit Financial Services, Inc.. Theodore holds Series 6, Series 26 and Series 63 licenses. Theodore is a dedicated financial professional who works to meet the needs of each client.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Krauss Whiting Capital Advisors LLC

location

STAMFORD, CT

0 Disclosures

ADVISOR BIO

Theodore Alfred Krauss is a registered Investment Advisor Representative (IAR) with Krauss Whiting Capital Advisors LLC. Theodore Alfred Krauss is also licensed as a Certified Public Accountant in Connecticut. Theodore Alfred Krauss has been in the industry since January 1989. Theodore Alfred Krauss is affiliated with Krauss Whiting CPAS LLP. Theodore Alfred Krauss's primary focus is providing portfolio management for individuals and businesses. Theodore Alfred Krauss is also experienced with selection of other advisors and performance measurement and reporting. Theodore Alfred Krauss holds the Series 65 - Uniform Investment Adviser Law Examination.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT & REPORTING
Unclaimed
location

HIGGANUM, CT

0 Disclosures

ADVISOR BIO

Theodore Martin Degroot is an Investment Advisor Representative with Spurstone Wealth Management LLC. Theodore has been in the industry for over 20 years and has a strong track record of providing investment advice and financial planning services. Theodore is dedicated to helping clients achieve their financial goals. Theodore has experience working with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Theodore is committed to providing personalized service and tailoring investment strategies to meet each client’s specific needs.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Commonwealth Financial Network

location

Cromwell, CT

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Theresa Cahill is a financial advisor with Commonwealth Financial Network. Theresa has been in the financial services industry since 2011. She is registered with the state of Connecticut and holds Series 6, 7, 63 and 65 licenses. Theresa is a specialist in providing financial planning, portfolio management, and other financial services to individuals, corporations, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals

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