Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Somerville Leffel is an investment advisor representative at Procyon Advisors, LLC, with over 20 years of experience in the financial services industry. Thomas has a broad range of experience, having worked at several firms, including Academy Securities, Inc. and MF Global Inc., where he served as a Registered Representative. He is also a registered Investment Advisor Representative in Connecticut. Thomas holds the Series 3, 7, 63, and 65 licenses. He specializes in financial planning, pension consulting, selection of other advisors, portfolio management for individuals, and portfolio management for pooled investment vehicles. Thomas primarily serves high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
03/24/2023 - Present
Procyon Advisors, LLC (SHELTON CT)
CT
10/12/2017 - 10/31/2019
ACADEMY SECURITIES, INC. (South Norwalk CT)
NY
07/21/2010 - 09/26/2011
CCM SECURITIES, LLC (NEW YORK NY)
NY
02/26/2007 - 08/10/2010
MF GLOBAL INC. (NEW YORK NY)
IL
09/04/2001 - 02/14/2007
FIMAT USA, LLC (CHICAGO IL)
NY
03/02/1998 - 09/21/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/15/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
IL
10/30/1997 - 01/27/1998
ROSENTHAL GLOBAL SECURITIES, L.P. (CHICAGO IL)
NY
02/11/1997 - 10/07/1997
CANTOR FITZGERALD & CO. (NEW YORK NY)
IA
Issued 03/24/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/22/2001
Series 3 - National Commodity Futures Examination
Active
Inactive
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