Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dieter is a financial professional with over 20 years of experience in the industry. He is currently registered with Prudential Annuities Distributors, Inc. and holds Series 6 and 63 licenses. Thomas has previously worked at Pacific Select Distributors, LLC and Lincoln Financial Distributors, Inc. He is registered in California, Florida, South Dakota and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/15/2022 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
CA
05/09/2008 - 08/25/2022
PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)
PA
11/01/2007 - 05/19/2008
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
CA
04/22/2002 - 11/01/2007
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
BC
Issued 07/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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