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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Northwestern Mutual Investment Services, LLC

location

FAIRFIELD, CT

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Hanley is a financial professional with over 30 years of experience in the industry. He has been registered with Northwestern Mutual Investment Services, LLC since April 2013 and previously held a registration with Robert W. Baird & Co. Incorporated. Timothy holds the Series 6, Series 63, and Series 65 licenses, along with the SIE exam. He has also been registered in 19 states. He is a licensed insurance professional and may earn commissions from insurance companies not affiliated with Northwestern Mutual for the sale of non-variable life, health, annuity and/or disability income insurance products.

SPECIALIZATIONS

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS
Unclaimed

MML Investors Services, LLC | CFP ® (Certifications)

location

NORWALK, CT

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Timothy O'Connell is a financial professional with over 25 years of experience in the financial services industry. Timothy is a Registered Representative and Investment Advisor Representative with MML Investors Services, LLC. Timothy has held a variety of roles in the financial services industry, including working with DRU STOCK, INC., a firm headquartered in New York, NY. Timothy has extensive experience in providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. Timothy is also a Certified Financial Planner.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

Metric Financial, LLC | CFA ® (Certifications)

location

SIMSBURY, CT

disclosure

1 Disclosures

ADVISOR BIO

Timothy Mead Baker is a financial advisor with Metric Financial, LLC in Simsbury, Connecticut. Timothy has been in the financial services industry since 1997 and has a broad range of experience in the industry. Timothy provides financial planning and portfolio management services to individuals and businesses. Timothy holds the Series 3, 7, 16, 24, 63, and 65 licenses and is a Chartered Financial Analyst.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Davenport & Associates, Inc.

location

NORWALK, CT

0 Disclosures

ADVISOR BIO

Timothy Robert Frangione is a registered investment advisor representative with Davenport & Associates, Inc., which has an office in Norwalk, CT. Timothy has been in the industry since June 2014. He has been registered with the state of Connecticut since February 2024 and has a Series 7, Series 66, and SIE license. Timothy has experience working with high-net-worth individuals and other individuals, insurance companies, investment companies, charitable organizations, trust, pension and profit-sharing plans, and corporations or other businesses. He has been affiliated with NYLIFE DISTRIBUTORS LLC in the past and has been affiliated with J. Davenport Advisors, LLC. Davenport & Associates, Inc. offers financial planning, portfolio management for individuals, and other services.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

Evercore Group LLC

location

Westport, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Whee is a financial professional with over 20 years of experience in the industry. Timothy currently works for Evercore Group LLC, where he is registered as a broker. Timothy has previously worked for several other firms including Credit Suisse Securities (USA) LLC, Sidoti & Company, LLC, Fulcrum Global Partners LLC, Lincoln Financial Distributors, Inc., Delaware Distributors, L.P. and First Union Brokerage Services, Inc.. Timothy has a broad range of experience in the financial industry and holds several licenses and certifications including Series 6, Series 7 and Series 63.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Cetera Investment Advisers LLC

location

Southport, CT

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Tycz is an investment advisor representative with Cetera Investment Advisers LLC, registered in Connecticut. Timothy has been in the industry since 2005. He is licensed with FINRA and the State of Connecticut. Timothy has worked with Cetera Financial Specialists LLC and Cetera Investment Services LLC. He specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. He has a proven track record of helping clients reach their financial goals. Timothy is committed to providing personalized service and helping clients make informed decisions about their investments.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Roth Capital Partners, LLC

location

STAMFORD, CT

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Andrew Klagholz is a financial professional with over 14 years of experience in the industry. Timothy is currently registered with Roth Capital Partners, LLC and has previously worked with MKM PARTNERS LLC, SUSQUEHANNA FINANCIAL GROUP, LLLP and SUSQUEHANNA CAPITAL GROUP. Timothy holds the Series 63, Series 7, and SIE licenses.

SPECIALIZATIONS

(1) DISTRIBUTION OF SELL-SIDE RESEARCH REPORTS/CORPORATE ACCESS (2) SOLICITOR
Unclaimed

Raymond James & Associates, Inc.

location

West Hartford, CT

experience

28 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Timothy William Gibson is a financial advisor at Raymond James & Associates, Inc., located in West Hartford, CT. Timothy has been in the financial services industry since 1997 and has a broad range of experience in providing financial advice to a diverse clientele. Timothy holds several licenses and certifications, including Series 6, 7, 63, and 65. He is also a registered representative in multiple states. Timothy is committed to providing personalized financial planning, investment management, and other services to help individuals and families achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

TJT Capital Group, LLC | CFP ® (Certifications)

location

STAMFORD, CT

0 Disclosures

ADVISOR BIO

Timothy McFadden is a financial advisor with over 20 years of experience in the industry. Timothy has held positions at several firms including Leigh Baldwin & Co., LLC, Capital Brokerage Corporation, and Invest Financial Corporation. Timothy is currently registered with TJT Capital Group, LLC and Value Investment Professionals, LLC. Timothy is a Certified Financial Planner and holds Series 7 and Series 63 licenses. Timothy specializes in providing portfolio management for individuals and businesses.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Securities, LLC

location

Avon, CT

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Timur Braziler is a financial advisor with over 14 years of experience in the financial services industry. Timur is currently registered with Wells Fargo Securities, LLC. Previously, Timur was a registered representative with DEUTSCHE BANK SECURITIES INC. and KEEFE, BRUYETTE & WOODS, INC. Timur holds the Series 7, 86, 87, 99TO and SIE licenses.

SPECIALIZATIONS

No specializations listed.

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