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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Fiducient Advisors LLC

location

Windsor, CT

0 Disclosures

ADVISOR BIO

Timothy Chan Ng is an Investment Advisor Representative with Fiducient Advisors LLC, based in Windsor, CT. Timothy has been in the industry since 1981 and has a strong track record of success. Timothy is committed to providing his clients with personalized financial advice and services that meet their unique needs. Timothy has experience working with a variety of clients, including high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Timothy is committed to helping his clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING FOR INDIVIDUALS AND NON PROFIT ORGANIZATIONS
Publication of Financial Periodicals
Unclaimed

UBS Financial Services Inc.

location

WESTPORT, CT

experience

44 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Kelly is a financial advisor with UBS Financial Services Inc. Timothy is a registered representative in Connecticut and has been working in the financial services industry for 42 years. Timothy holds Series 63, 66, 7, 8, 9, 10 and 15 licenses. Timothy has been with UBS Financial Services Inc. since November 2010. Previously, Timothy was employed by UBS SECURITIES LLC. and Paine, Webber, Jackson & Curtis Incorporated. Timothy is also registered as an investment advisor representative in Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Tiaa-Cref Individual & Institutional Services, LLC

location

HAMDEN, CT

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Alston is a registered investment advisor representative in Connecticut with Tiaa-Cref Individual & Institutional Services, LLC. Timothy Alston has been in the securities industry since December 26, 2007. Timothy Alston is also registered with the state of Connecticut and other states as an Investment Advisor Representative. The firm provides financial planning and portfolio management services to individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Timothy James Eades is a financial professional with over 20 years of experience in the industry. Timothy currently works with Prudential Annuities Distributors, Inc., a firm specializing in annuity products. He is a licensed and registered professional in multiple states and holds several industry certifications, including Series 66, Series 24, Series 6TO, SIE, and Series 7.

SPECIALIZATIONS

No specializations listed.

Unclaimed

LPL Financial LLC

location

WALLINGFORD, CT

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Gilbert Lassen is a financial advisor with over 16 years of experience in the industry. Timothy currently works with LPL Financial LLC in Wallingford, CT. Previously, Timothy worked with VOYA FINANCIAL ADVISORS, INC., ING FINANCIAL ADVISERS, LLC, AXA ADVISORS, LLC, and WADDELL & REED, INC. Timothy is registered in Arkansas, Connecticut, District of Columbia, Florida, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Rhode Island, South Carolina, Utah, Vermont, and Virginia. Timothy holds the Series 6, Series 7, Series 63, and Series 65 licenses, as well as the SIE exam.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Alexander Schulte is a financial professional with over 14 years of experience in the industry. Timothy is currently registered with Prudential Annuities Distributors, Inc. Timothy has a strong track record of providing investment advice and financial planning services to clients. Timothy holds the Series 6, 7, 26, and 63 licenses, and has experience in various financial products. Timothy is committed to helping clients achieve their financial goals.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

Hartford, CT

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Laurence Prete is an active broker and investment advisor representative registered with Morgan Stanley. Timothy Laurence Prete is registered with the state of Connecticut and has been in the industry since June 8, 1996. Timothy Laurence Prete has been registered with Morgan Stanley since June 2010. Prior to that, Timothy Laurence Prete was registered with UBS Financial Services Inc. and Wachovia Securities, LLC, amongst other firms. Timothy Laurence Prete has passed the Securities Industry Essentials Examination (SIE), the General Securities Representative Examination (Series 7), and the Investment Company Products/Variable Contracts Representative Examination (Series 6). Timothy Laurence Prete holds state registrations in 40 states, including Connecticut, Florida, and Texas. Timothy Laurence Prete is a member of FINRA.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Raymond Street Advisers

location

Darien, CT

0 Disclosures

ADVISOR BIO

Timothy Wong is a registered Investment Advisor Representative with Raymond Street Advisers. Timothy has been a financial professional for over 15 years. Timothy is based in Darien, CT. Timothy also previously worked at Lehman Brothers Inc. and BlackRock Financial Management. Raymond Street Advisers specializes in portfolio management for businesses. Timothy has a Series 65 and Series 7 license.

SPECIALIZATIONS

Portfolio Management for Businesses
Unclaimed

Moneco Advisors | CFP ® (Certifications)

location

FAIRFIELD, CT

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Hickey is a financial advisor with over 7 years of experience in the industry. Timothy currently works with Moneco Advisors and is registered in Connecticut, New Jersey, New York, North Carolina, and Texas. Timothy is a Certified Financial Plannerâ„¢ and holds the Series 66, SIE, and Series 7 licenses. Timothy provides investment advisory services through Moneco Advisors, an independent investment advisor firm. Timothy also works with LPL Financial.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
LPL FINANCIAL SPONSORED ADVISORY PROGRAMS
Unclaimed

Wells Fargo Securities, LLC

location

Avon, CT

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Timur Braziler is a financial advisor with over 14 years of experience in the financial services industry. Timur is currently registered with Wells Fargo Securities, LLC. Previously, Timur was a registered representative with DEUTSCHE BANK SECURITIES INC. and KEEFE, BRUYETTE & WOODS, INC. Timur holds the Series 7, 86, 87, 99TO and SIE licenses.

SPECIALIZATIONS

No specializations listed.

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