Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bannon is a financial advisor with Icapital Markets LLC. Thomas has been in the industry since September 26, 2016 and holds the Series 7 and Series 63 licenses. Thomas is registered in Connecticut. Previous employers include ICAPITAL SECURITIES, LLC, and CITIGROUP GLOBAL MARKETS INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
11/30/2023 - Present
Icapital Markets LLC (Greenwich CT)
CT
05/05/2023 - 11/30/2023
ICAPITAL SECURITIES, LLC (Greenwich CT)
NY
08/10/2015 - 03/16/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 07/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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