Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas James O'Shea is a registered representative with UBS Fund Services (usa) LLC. Thomas has been in the industry since June 19, 2014 and is registered in 51 states. Thomas is a Series 24, Series 66, Series 7 and SIE licensed professional. Thomas is located in Hartford, CT and works out of the UBS Fund Services (usa) LLC branch office in Hartford, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
06/20/2014 - Present
UBS Fund Services (usa) LLC (HARTFORD CT)
BOTH
Issued 07/15/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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