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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Dowling & Partners Securities LLC

location

FARMINGTON, CT

experience

37 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Byrne is a financial advisor based in Farmington, CT. Thomas is a Registered Representative with Dowling & Partners Securities LLC. Thomas has been in the financial industry since April 17, 1988. Thomas holds a Series 7, 24, 63, 79, and SIE license. Thomas has been registered in Connecticut since January 27, 2014. Thomas has also been registered in California, Florida, Illinois, Massachusetts, New Hampshire, New York and Ohio.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Wells Fargo Advisors Financial Network, LLC

location

WESTPORT, CT

experience

41 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas Nolan is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Thomas has been in the financial industry since December 20, 1983. They are registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). They have held registrations with several other firms throughout their career, including Morgan Stanley and Lehman Brothers Inc. Thomas specializes in providing investment advice and financial planning services to a range of clients, including individuals, corporations, pension and profit-sharing plans, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Osaic Institutions, Inc.

location

SOUTHINGTON, CT

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Dillon is a financial advisor who has been in the industry since 2004. Thomas is currently registered with Osaic Institutions, Inc., a firm with over 600 employees, located in Meriden, CT. He has over 20 years of experience in the insurance industry and over 10 years of experience working with individuals and businesses. Thomas offers a variety of services, including financial planning, investment management, and education seminars. He specializes in working with businesses, high-net-worth individuals, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
SOLICITATION SERVICES FOR OTHER ADVISERS
Unclaimed

UBS Financial Services Inc.

location

NEW HAVEN, CT

experience

25 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas J. Madigan is an investment advisor representative with UBS Financial Services Inc. based in NEW HAVEN, CT. Thomas J. Madigan has been in the securities industry since February 15, 2000. Thomas J. Madigan has passed the Series 63, Series 65, Series 7, and SIE exams. Thomas J. Madigan was previously registered with WACHOVIA SECURITIES, LLC, PRUDENTIAL SECURITIES INCORPORATED, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Thomas J. Madigan is currently registered with UBS Financial Services Inc. in Connecticut and Texas. Thomas J. Madigan specializes in portfolio management for individuals and businesses, financial planning, pension consulting, and publication of periodicals. Thomas J. Madigan also provides educational seminars to clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Tiaa-Cref Individual & Institutional Services, LLC

location

HAMDEN, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Thornton Fay is a registered investment advisor representative with Tiaa-cref Individual & Institutional Services, LLC. Thornton has been in the financial services industry since 1997. Thornton has passed several industry exams, including the Series 63, Series 65, Series 66, Series 7, Series 9, and Series 10. Thornton currently holds registrations in Connecticut, Massachusetts, New York, and Rhode Island.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

Greenwich, CT

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Tia Mahaffy is a financial advisor with J.P. Morgan Securities LLC, with a focus on financial planning, pension consulting, and selection of other advisors. Tia also manages portfolios for businesses and individuals. Tia is registered with FINRA and the Securities Investor Protection Corporation (SIPC).

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

AMG Distributors, Inc.

location

STAMFORD, CT

0 Disclosures

ADVISOR BIO

Tia Bakshi is a registered representative of AMG Distributors, Inc., with a Series 7TO, Series 63, and SIE. Tia has been active in the securities industry since August 11, 2024, and has branch office locations in STAMFORD, CT. Tia is licensed to sell securities in 53 states and the District of Columbia.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

SOUTHBURY, CT

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Tianyan Goellner is a financial advisor with over 10 years of experience in the industry. Tianyan currently works at Merrill Lynch, Pierce, Fenner & Smith Inc. Tianyan has also worked at firms such as SIDOTI & COMPANY, LLC, CANTOR FITZGERALD & CO. and WTS PROPRIETARY TRADING GROUP LLC. Tianyan holds several securities licenses, including Series 7, 63, 66, 86, 87 and SIE. Tianyan offers a wide range of financial services, including portfolio management for individuals and businesses, selection of other advisors, and educational seminars.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

WEST HARTFORD, CT

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Tiffany Mazur is a financial advisor with over 13 years of experience in the financial services industry. Tiffany is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and previously worked at Key Investment Services LLC, LPL Financial LLC, and J.P. Morgan Securities LLC. Tiffany holds the Series 6, 7TO, 63, and 66 securities licenses, as well as the SIE exam. Tiffany is also a committee employee at the United Way of Central and Northeastern Connecticut. Tiffany specializes in providing financial advice to individuals, businesses, and institutions.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

RBC Capital Markets, LLC

location

Farmington, CT

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Tiffany Conte is an investment advisor representative registered with RBC Capital Markets, LLC. Tiffany has been working in the financial industry since December 31, 2014. Previously, Tiffany was affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated. She holds licenses in Series 66, Series 7, and SIE exams. Tiffany has a wide range of specializations, including retirement planning, college savings, and investment management. Tiffany is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles

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