Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Byrne is a financial advisor based in Farmington, CT. Thomas is a Registered Representative with Dowling & Partners Securities LLC. Thomas has been in the financial industry since April 17, 1988. Thomas holds a Series 7, 24, 63, 79, and SIE license. Thomas has been registered in Connecticut since January 27, 2014. Thomas has also been registered in California, Florida, Illinois, Massachusetts, New Hampshire, New York and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
01/24/2014 - Present
Dowling & Partners Securities LLC (FARMINGTON CT)
CT
12/01/2009 - 11/29/2010
MACQUARIE CAPITAL (USA) INC. (WEST HARTFORD CT)
CT
08/08/2001 - 12/01/2009
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC (WEST HARTFORD CT)
IL
02/21/1985 - 08/06/2001
CONNING & COMPANY (OAKBROOK TERRACE IL)
BC
Issued 07/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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