Years of Experience
5-20+ Years
WESTPORT, CT
14 Years Experience
0 Disclosures
ADVISOR BIO
Richard Healy is a financial advisor with BCW Securities LLC. Richard has been in the industry since June 14, 2011 and is registered with the states of Connecticut, Maryland, New Jersey, New York, and Texas. Richard holds the Series 7, Series 63 and SIE licenses.
SPECIALIZATIONS
No specializations listed.
STAMFORD, CT
27 Years Experience
0 Disclosures
ADVISOR BIO
Richard Woodruff Ball is a financial advisor at UBS Financial Services Inc. Richard has been in the industry since December 1998 and has experience in both brokerage and investment advisory services. Richard is licensed to conduct business in Connecticut.
SPECIALIZATIONS
NEW CANAAN, CT
0 Disclosures
ADVISOR BIO
Richard Leland Reach is a registered Investment Advisor Representative with RLR Capital Management, Inc. Richard Reach has been in the industry since 1975, with experience at firms like Weiss Peck & Greer, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Scudder Fund Distributors, Inc. Currently, Richard Reach is associated with RLR Capital Management, Inc. which is headquartered in New Canaan, CT. RLR Capital Management, Inc. provides portfolio management for individuals.
SPECIALIZATIONS
SOUTH GLASTONBURY, CT
0 Disclosures
ADVISOR BIO
Richard Clark Shaw is an investment advisor representative with QVM Group LLC. Richard has been in the industry since 1976 and has experience with securities, general securities, and non-member general securities. Richard is registered with the state of Connecticut.
SPECIALIZATIONS
SOUTHBURY, CT
11 Years Experience
0 Disclosures
ADVISOR BIO
Richard Fabian is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc.. Richard has over 9 years of experience in the financial services industry. Richard is registered in 18 states and has passed the Series 6, 7, 63, and 66 exams. Richard is also a Registered Representative and Investment Advisor Representative, working with individuals, businesses, and high-net-worth clients. Prior to joining Merrill Lynch, Richard was employed by Wells Fargo Advisors.
SPECIALIZATIONS
DANBURY, CT
24 Years Experience
0 Disclosures
ADVISOR BIO
Richard Kart is a financial advisor with over 20 years of experience in the industry. Richard is currently registered with LPL Financial LLC, a national financial services company headquartered in Fort Mill, South Carolina. Prior to joining LPL Financial, Richard was with Lincoln Financial Advisors Corporation and The Lincoln National Life Insurance Company. Richard is a licensed and registered advisor in Connecticut, Maine and New York. Richard holds Series 6 and Series 63 licenses. Richard is committed to providing his clients with comprehensive financial planning and investment advice.
SPECIALIZATIONS
Fairfield, CT
22 Years Experience
0 Disclosures
ADVISOR BIO
Richard Mollicone is an investment advisor representative with Ameriprise Financial Services, LLC. Richard has been in the financial services industry since October 3, 2003 and has been registered with Ameriprise Financial Services, LLC since January 29, 2024. Richard has previously held positions with MSI Financial Services, Inc., MetLife Securities Inc., and MML Investors Services, LLC. Richard holds the Series 4, 6, 7, 24, 52TO, 53, and 66 licenses, as well as the SIE designation. Richard is registered to provide investment advice in Florida, Maine, Massachusetts, New Hampshire, and Rhode Island.
SPECIALIZATIONS
WINDSOR, CT
24 Years Experience
0 Disclosures
ADVISOR BIO
Richard Alan Buchman is a financial advisor who has been in the industry since 2001. Richard is currently registered with Voya Financial Partners, LLC. Richard has a history of working with several financial institutions, including Equitable Distributors, LLC, ADP Broker-Dealer, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney and Citigroup Global Markets Inc.. Richard has passed the Series 7, Series 63 and Series 66 exams. Richard holds registrations in Connecticut, Delaware, Massachusetts, New Jersey, New York and Ohio.
SPECIALIZATIONS
No specializations listed.
STAMFORD, CT
24 Years Experience
0 Disclosures
ADVISOR BIO
Richard De Bella is a financial advisor with over 20 years of experience in the industry. Richard holds multiple licenses and registrations including Series 7, 10, 24, 63, and 65, and is currently registered as a Registered Representative and Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Richard has previously worked at Wachovia Securities, LLC and TD Waterhouse Investor Services, Inc. Richard provides a wide range of financial services including investment advisory, portfolio management, and pension consulting to individuals, businesses, and institutions.
SPECIALIZATIONS
GLASTONBURY, CT
0 Disclosures
ADVISOR BIO
Richard Rake is a financial professional with over 30 years of experience in the industry. Richard is currently registered with Financial Resources Group, LLC. Richard has held previous registrations with Lincoln Financial Securities Corporation, John Hancock Mutual Life Insurance Company, Broad Reach Capital, Inc., Walnut Street Securities, Inc., Cigna Securities, Inc., and John Hancock Distributors, Inc. Richard is also a Certified Financial Planner.
SPECIALIZATIONS
