Years of Experience
5-20+ Years
SHELTON, CT
3 Years Experience
0 Disclosures
ADVISOR BIO
Richard Goldman is a financial advisor registered with Equitable Advisors, LLC. Richard has been in the securities industry for over two years. Richard holds the Series 66, Series 7TO and SIE licenses and is registered in 51 states and the District of Columbia for securities and investment advisory services. Richard has a branch office located in Willington, Connecticut.
SPECIALIZATIONS
WESTPORT, CT
32 Years Experience
2 Disclosures
ADVISOR BIO
Richard Barry Zins is a financial advisor with UBS Financial Services Inc. Richard is registered with the state of Connecticut and has over 30 years of experience in the financial services industry. Richard has a wide range of experience, working with clients in various areas including investment management, retirement planning, and estate planning. Richard is committed to providing his clients with personalized financial advice and guidance. Richard is a Series 66, Series 63, Series 26, Series 7, and SIE licensed individual and has been registered with FINRA for over 30 years.
SPECIALIZATIONS
WESTPORT, CT
7 Years Experience
0 Disclosures
ADVISOR BIO
Richard Paul is a financial advisor who has been registered with FINRA since April 2018. He holds the Series 7, Series 63 and SIE licenses. Richard Paul is currently registered with David Lerner Associates, Inc., a broker-dealer firm located in Westport, Connecticut. Richard Paul has worked in the financial services industry since April 2018. Richard Paul is licensed to conduct business in 14 states, including Connecticut, Florida, Georgia, Maryland, Massachusetts, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, South Carolina, Texas, Vermont, and Virginia.
SPECIALIZATIONS
No specializations listed.
STAMFORD, CT
37 Years Experience
2 Disclosures
ADVISOR BIO
Richard Rohr is an investment advisor with over 35 years of experience in the financial services industry. Richard is currently registered with UBS Financial Services Inc. in Connecticut and Colorado. Richard has a strong track record of success in helping clients achieve their financial goals. Richard has expertise in a wide range of financial products and services, including investment management, financial planning, and retirement planning. Richard is committed to providing clients with personalized advice and exceptional service.
SPECIALIZATIONS
DANBURY, CT
23 Years Experience
0 Disclosures
ADVISOR BIO
Richard Kart is a financial advisor with over 20 years of experience in the industry. Richard is currently registered with LPL Financial LLC, a national financial services company headquartered in Fort Mill, South Carolina. Prior to joining LPL Financial, Richard was with Lincoln Financial Advisors Corporation and The Lincoln National Life Insurance Company. Richard is a licensed and registered advisor in Connecticut, Maine and New York. Richard holds Series 6 and Series 63 licenses. Richard is committed to providing his clients with comprehensive financial planning and investment advice.
SPECIALIZATIONS
Redding, CT
6 Years Experience
0 Disclosures
ADVISOR BIO
Richard Fertig is a registered representative with LPL Enterprise, LLC. Richard has been in the financial services industry since 2018. Richard holds the Series 7TO and Series 66 licenses. Richard is also registered as an investment advisor representative in Connecticut, New Jersey, New York. Richard specializes in financial planning, portfolio management, and consulting services. Richard is committed to providing clients with personalized financial advice to help them achieve their financial goals.
SPECIALIZATIONS
EAST HARTFORD, CT
36 Years Experience
1 Disclosures
ADVISOR BIO
Richard Howell is a financial advisor currently registered with Cetera Investment Advisers LLC, based in EAST HARTFORD, CT. Richard has been in the financial services industry since 1988. Richard is a licensed agent in a number of states, and provides advisory services for individuals, businesses, pension plans, and charitable organizations. Richard also provides financial planning and other investment advisory services, including educational seminars and selection of other advisors.
SPECIALIZATIONS
Stamford, CT
12 Years Experience
0 Disclosures
ADVISOR BIO
Richard Wilsey is a financial professional with over 10 years of experience in the industry. Richard is currently registered with Northwestern Mutual Investment Services, LLC, and has been since 2013. Prior to that, Richard worked for the same firm in Westport, CT. Richard holds Series 6, 7TO, and 63 licenses, and has a strong track record of providing financial advice and guidance to clients.
SPECIALIZATIONS
STAMFORD, CT
16 Years Experience
1 Disclosures
ADVISOR BIO
Richard Toni is an investment advisor representative at MML Investors Services, LLC, located in Stamford, Connecticut. Richard has been in the securities industry since August 2008. Richard holds the Series 6, 7, 63, and 65 licenses and the SIE exam. Richard also has a previous registration with MSI Financial Services, Inc.
SPECIALIZATIONS
NEW HAVEN, CT
23 Years Experience
1 Disclosures
ADVISOR BIO
Richard Curtis Jr. has been in the financial industry for over 20 years, starting his career in 2002. Richard Curtis Jr. is currently registered with UBS Financial Services Inc. as a Registered Representative (RA) in Connecticut and Texas. Richard Curtis Jr. has worked with various clients in the financial industry including individuals, high-net-worth individuals, corporations, businesses, trusts, and estates. Richard Curtis Jr. holds the Series 66, Series 7, and SIE licenses. Richard Curtis Jr. specializes in providing investment advice, financial planning, retirement planning, and other related financial services.
SPECIALIZATIONS
