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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Osaic Institutions, Inc. | CFC ® (Certifications)

location

DAYVILLE, CT

experience

51 Years Experience

0 Disclosures

ADVISOR BIO

Raymond Perry is a financial professional with over 50 years of experience in the financial services industry. Raymond is currently registered with Osaic Institutions, Inc. in Connecticut. Raymond has a wide range of experience in the financial services industry, including working as an instructor for the RI Society of Financial Service Professionals. Raymond is a Chartered Financial Consultant and has a variety of certifications, including Series 7, 6, 63, 9, 10, 26, and SIE. Raymond specializes in providing financial planning, portfolio management, and other services to individuals and corporations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
SOLICITATION SERVICES FOR OTHER ADVISERS
Unclaimed

ASL Capital Markets Inc.

location

STAMFORD, CT

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Raymond Dean Soule is a financial and operations principal at ASL Capital Markets Inc. Raymond is registered with FINRA and has been in the industry since February 2020. Raymond has passed the Series 27 exam, which demonstrates his knowledge of the financial and operations aspects of the securities industry.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Talcott Resolution Distribution Company, Inc.

location

Hartford, CT

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Raymond Robitaille is a financial advisor who is registered with FINRA and the Securities and Exchange Commission (SEC) to conduct securities business in the United States. Raymond has been in the industry since 2012 and holds licenses to sell investment company products and variable contracts. Raymond is currently employed with Talcott Resolution Distribution Company, Inc. and is registered with FINRA as a Series 6 and Series 6TO Registered Representative. Raymond has also previously worked with HARTFORD EQUITY SALES COMPANY INC.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

WETHERSFIELD, CT

0 Disclosures

ADVISOR BIO

Raymond Paul Radikas is an Investment Advisor Representative with Johnson Brunetti. Raymond has been in the securities industry since January 1995. Raymond is registered with FINRA, and has passed the Series 6, 7, 24, 26 and 65 exams. Raymond has previously been affiliated with Independent Financial Group, LLC, Lincoln Financial Advisors Corporation, Hartford Securities Distribution Company, Inc. and ING Financial Advisors, LLC. Raymond is also licensed as an insurance agent through JN Financial in Wethersfield, Connecticut.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Prudential Annuities Distributors, Inc.

location

Shelton, CT

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Raymond Sbrega is a financial professional registered with Prudential Annuities Distributors, Inc. Raymond's career in the financial industry began on January 2, 2003. Raymond has passed Series 6, Series 63, and SIE exams. Raymond is currently registered in Connecticut.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

GREENWICH, CT

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Raymond Piacentini is an investment advisor representative with over 20 years of experience. Raymond Piacentini is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Raymond Piacentini has also been previously registered with J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., MBSC Securities Corporation, BNY Investment Center Inc., Citigroup Global Markets Inc., Donaldson, Lufkin & Jenrette Securities Corporation, and FCG Advisors, LLC. Raymond Piacentini is licensed in 20 states and holds the Series 7, Series 63, and Series 65 licenses. Raymond Piacentini specializes in providing investment advice to individuals, corporations, and other businesses. Raymond Piacentini offers portfolio management, pension consulting, educational seminars, and other financial services.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Pgim Investments LLC

location

Guilford, CT

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Raymond W Butti is a financial advisor with over 20 years of experience in the financial services industry. He is currently registered with PGIM Investments LLC in Guilford, CT. Raymond has held various positions at other firms throughout his career, including BLACKROCK INVESTMENTS, LLC, and STATE STREET RESEARCH INVESTMENT SERVICES, INC. He holds Series 6, 7, 63, and 65 securities licenses, as well as the SIE. Raymond provides financial planning and investment management services to clients, including sponsors of wrap account platforms, investment companies, and business development companies. His specialization is in investment companies and portfolio management for businesses and investment companies.

SPECIALIZATIONS

Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Investment Companies
Unclaimed

MML Investors Services, LLC | CFP ® (Certifications)

location

Hamden, CT

experience

33 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Raymond Kubick is a financial advisor registered with MML Investors Services, LLC in Hamden, Connecticut. Raymond has been in the financial industry for over 30 years and is currently licensed in 29 states. Raymond's experience includes working with individuals, corporations, and trusts. He offers a variety of financial planning services, including portfolio management, retirement planning, college savings planning, and estate planning. Raymond is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

Park Avenue Securities LLC

location

NEW HAVEN, CT

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Raymond Goskowski is a financial professional with over 10 years of experience in the industry. Raymond is currently registered with Park Avenue Securities LLC and offers a range of financial services. Raymond has held previous positions at Northwestern Mutual Investment Services, LLC. Raymond holds licenses for Series 6, Series 63 and SIE exams and is registered in 8 states.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Raymund Blanco Caparas is a financial advisor with over 20 years of experience in the industry. Raymund Blanco Caparas is currently registered with Prudential Annuities Distributors, Inc. and has previously worked with PRUCO SECURITIES, LLC., LINCOLN FINANCIAL ADVISORS CORPORATION, and PRUCO SECURITIES CORPORATION. Raymund Blanco Caparas holds Series 7, Series 63, Series 65, and SIE licenses and is registered in several states. Raymund Blanco Caparas specializes in providing financial advice to individuals and families.

SPECIALIZATIONS

No specializations listed.

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