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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Voya Financial Partners, LLC

location

WINDSOR, CT

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Raymond Allocco is a financial advisor with Voya Financial Partners, LLC. Raymond has been in the financial services industry for 10 years and is registered with the Financial Industry Regulatory Authority (FINRA). He is also registered to sell securities in New Jersey and New York. Raymond has passed the Series 7, Series 63 and SIE exams. His experience includes working with Empower Financial Services, Inc., Prudential Investment Management Services LLC and Hennion & Walsh, Inc.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Prospect, CT

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Raymond Powell is a financial advisor in Prospect, CT. Raymond has been in the financial industry since 1992. Raymond is registered with Cambridge Investment Research Advisors, Inc. Raymond is also registered as an Investment Advisor Representative with the state of Connecticut. Raymond has experience in providing financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Talcott Resolution Distribution Company, Inc.

location

Hartford, CT

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Raymond Robitaille is a financial advisor who is registered with FINRA and the Securities and Exchange Commission (SEC) to conduct securities business in the United States. Raymond has been in the industry since 2012 and holds licenses to sell investment company products and variable contracts. Raymond is currently employed with Talcott Resolution Distribution Company, Inc. and is registered with FINRA as a Series 6 and Series 6TO Registered Representative. Raymond has also previously worked with HARTFORD EQUITY SALES COMPANY INC.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Park Avenue Securities LLC

location

NEW HAVEN, CT

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Raymond Goskowski is a financial professional with over 10 years of experience in the industry. Raymond is currently registered with Park Avenue Securities LLC and offers a range of financial services. Raymond has held previous positions at Northwestern Mutual Investment Services, LLC. Raymond holds licenses for Series 6, Series 63 and SIE exams and is registered in 8 states.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Piper Sandler & Co.

location

Greenwich, CT

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Raymond Loran Floyd is a financial advisor currently registered with Piper Sandler & Co., having joined the firm in August 2019. Prior to that, Raymond Loran Floyd held positions at Weeden & Co.L.P. and Lazard Frères & Co. LLC. Raymond Loran Floyd holds the Series 7 and Series 63 licenses, as well as the SIE exam. Raymond Loran Floyd has over 23 years of experience in the financial services industry.

SPECIALIZATIONS

Portfolio Management for Businesses
ANALYTICAL REPORTS/PUBLIC FINANCE CONSULTING PROGRAM
Unclaimed

Osaic Institutions, Inc. | CFC ® (Certifications)

location

DAYVILLE, CT

experience

52 Years Experience

0 Disclosures

ADVISOR BIO

Raymond Perry is a financial professional with over 50 years of experience in the financial services industry. Raymond is currently registered with Osaic Institutions, Inc. in Connecticut. Raymond has a wide range of experience in the financial services industry, including working as an instructor for the RI Society of Financial Service Professionals. Raymond is a Chartered Financial Consultant and has a variety of certifications, including Series 7, 6, 63, 9, 10, 26, and SIE. Raymond specializes in providing financial planning, portfolio management, and other services to individuals and corporations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
SOLICITATION SERVICES FOR OTHER ADVISERS
Unclaimed

Prudential Annuities Distributors, Inc.

location

Shelton, CT

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Raymond Sbrega is a financial professional registered with Prudential Annuities Distributors, Inc. Raymond's career in the financial industry began on January 2, 2003. Raymond has passed Series 6, Series 63, and SIE exams. Raymond is currently registered in Connecticut.

SPECIALIZATIONS

No specializations listed.

Unclaimed

J.p. Morgan Securities LLC

location

BRIDGEPORT, CT

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Raymond Betances is a financial professional registered with J.p. Morgan Securities LLC in Bridgeport, Connecticut. Raymond has passed the Series 63, Series 6TO, and SIE exams. Raymond is registered in Connecticut, New Jersey, and New York. Raymond specializes in providing financial and investment advice to individuals and businesses. Raymond has been in the financial services industry since March 2023.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

GREENWICH, CT

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Raymond Piacentini is an investment advisor representative with over 20 years of experience. Raymond Piacentini is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Raymond Piacentini has also been previously registered with J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., MBSC Securities Corporation, BNY Investment Center Inc., Citigroup Global Markets Inc., Donaldson, Lufkin & Jenrette Securities Corporation, and FCG Advisors, LLC. Raymond Piacentini is licensed in 20 states and holds the Series 7, Series 63, and Series 65 licenses. Raymond Piacentini specializes in providing investment advice to individuals, corporations, and other businesses. Raymond Piacentini offers portfolio management, pension consulting, educational seminars, and other financial services.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Raymund Blanco Caparas is a financial advisor with over 20 years of experience in the industry. Raymund Blanco Caparas is currently registered with Prudential Annuities Distributors, Inc. and has previously worked with PRUCO SECURITIES, LLC., LINCOLN FINANCIAL ADVISORS CORPORATION, and PRUCO SECURITIES CORPORATION. Raymund Blanco Caparas holds Series 7, Series 63, Series 65, and SIE licenses and is registered in several states. Raymund Blanco Caparas specializes in providing financial advice to individuals and families.

SPECIALIZATIONS

No specializations listed.

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