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Financial Advisors in Connecticut
11,410 Results
Unclaimed

RAS Capital Services, Inc.

location

WILTON, CT

0 Disclosures

ADVISOR BIO

Richard Angelo Stallone is an investment advisor representative at RAS Capital Services, Inc. Richard has been in the financial services industry since 1985. Richard has passed the Series 6, Series 7, Series 63 and Series 65 exams. Previously, Richard was employed by Raymond James Financial Services, Inc, UBS Financial Services Inc, The Dreyfus Service Corporation, Shearson Lehman Hutton Inc, Fahnestock & Co. Inc, Laidlaw Adams & Peck Inc, and Integrated Resources Equity Corporation.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

STAMFORD, CT

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Richard De Bella is a financial advisor with over 20 years of experience in the industry. Richard holds multiple licenses and registrations including Series 7, 10, 24, 63, and 65, and is currently registered as a Registered Representative and Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Richard has previously worked at Wachovia Securities, LLC and TD Waterhouse Investor Services, Inc. Richard provides a wide range of financial services including investment advisory, portfolio management, and pension consulting to individuals, businesses, and institutions.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Prime Capital Financial | CFP ® (Certifications)

location

Stamford, CT

disclosure

2 Disclosures

ADVISOR BIO

Richard Michael Parry is a financial advisor in Stamford, Connecticut. He has been a registered representative for over 30 years and has earned several industry certifications including a Certified Financial Planner designation. Richard is currently employed by Prime Capital Financial, a financial advisory firm with offices in Overland Park, Kansas and Stamford, Connecticut. Richard specializes in providing financial planning, portfolio management, and retirement planning services for individuals, families, and businesses. Richard has a strong track record of helping clients reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
QUALIFIED RETIREMENT PLAN SERVICES, CONSULTING SERVICES, CO-ADVISORY, SELECTION OF SUB-ADVISORS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

UBS Financial Services Inc.

location

NEW HAVEN, CT

experience

39 Years Experience

0 Disclosures

ADVISOR BIO

Richard Zorena has been a registered representative since 1985 and is currently an active advisor with UBS Financial Services Inc. Richard has extensive experience, having previously worked with firms like Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, PaineWebber Incorporated, and First Jersey Securities, Inc.. Richard is a dedicated professional and is committed to providing personalized financial guidance to help clients achieve their goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

ON Investment Management Co. | CFC ® (Certifications)

location

Lyme, CT

experience

39 Years Experience

0 Disclosures

ADVISOR BIO

Richard Boccaccio is a financial professional with over 30 years of experience in the industry. Richard is currently registered with ON Investment Management Co. in Lyme, Connecticut. Richard is also a Chartered Financial Consultant. Richard's previous experience includes positions at Park Avenue Securities LLC, Guardian Investor Services Corporation, Integrated Resources Equity Corporation, Royal Alliance Associates, Inc., MML Investors Services, Inc., Massachusetts Mutual Life Insurance Company, and Travelers Equities Sales, Inc.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
MORNINGSTAR INVESTMENT SERVICES LLC, SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET
Unclaimed

Franklin Distributors, LLC

location

STAMFORD, CT

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Richard Ramsey Porteus is a registered representative with Franklin Distributors, LLC. Richard has been in the industry since November 20, 2000. Richard previously held positions at Putnam Retail Management Limited Partnership, Prudential Investment Management Services LLC, Legg Mason Investor Services, LLC, Citigroup Global Markets Inc., Walnut Street Securities, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, New England Securities, Nathan & Lewis Securities, Inc. and MetLife Securities Inc. Richard holds the following licenses: Series 53, Series 24, Series 26, Series 52TO, SIE, Series 7, Series 6.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Interactive Brokers LLC

location

GREENWICH, CT

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Richard Coleman is a financial advisor at Interactive Brokers LLC. Richard has been in the financial services industry since 2012. Richard holds the Series 7, Series 99 and SIE licenses. He has been registered with Interactive Brokers since 2017. Previously, Richard was with TIMBER HILL LLC and Interactive Brokers from 2012 to 2018.

SPECIALIZATIONS

No specializations listed.

Unclaimed

UBS Securities LLC

location

STAMFORD, CT

experience

36 Years Experience

0 Disclosures

ADVISOR BIO

Richard Mulcahy is a financial advisor with UBS Securities LLC, located in Stamford, CT. Richard has been in the financial industry since January 2, 1989. He is licensed to provide investment advice in Connecticut. Richard is a registered representative of UBS Securities LLC and has the Series 7, 8, 55, 63 and SIE licenses.

SPECIALIZATIONS

No specializations listed.

Unclaimed

LPL Financial LLC

location

DANBURY, CT

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Richard Kart is a financial advisor with over 20 years of experience in the industry. Richard is currently registered with LPL Financial LLC, a national financial services company headquartered in Fort Mill, South Carolina. Prior to joining LPL Financial, Richard was with Lincoln Financial Advisors Corporation and The Lincoln National Life Insurance Company. Richard is a licensed and registered advisor in Connecticut, Maine and New York. Richard holds Series 6 and Series 63 licenses. Richard is committed to providing his clients with comprehensive financial planning and investment advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Alpha Capital Research, LLC

location

GLASTONBURY, CT

0 Disclosures

ADVISOR BIO

Richard Thomas Rego is an investment advisor representative with Alpha Capital Research, LLC, a firm with offices in Glastonbury, CT. Richard has been with the firm since January 1997. Richard has a Series 3 license. Richard is registered with the state of Connecticut. The firm provides financial advice to corporations or other businesses and specializes in the selection of other advisors and portfolio management for businesses.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses

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