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Richard Alan Buchman

Voya Financial Partners, LLC

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About Richard Alan Buchman

Richard Alan Buchman is a financial advisor who has been in the industry since 2001. Richard is currently registered with Voya Financial Partners, LLC. Richard has a history of working with several financial institutions, including Equitable Distributors, LLC, ADP Broker-Dealer, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney and Citigroup Global Markets Inc.. Richard has passed the Series 7, Series 63 and Series 66 exams. Richard holds registrations in Connecticut, Delaware, Massachusetts, New Jersey, New York and Ohio.

Firm Information

Richard Buchman is currently registered with Voya Financial Partners, LLC. Voya Financial Partners, LLC is a Limited Liability Company formed in November 2000. The firm is registered in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Buchman’s Registration & Firm History

CT

08/10/2023 - Present

Voya Financial Partners, LLC (WINDSOR CT)

NJ

09/10/2013 - 05/22/2023

EQUITABLE DISTRIBUTORS, LLC (JERSEY CITY NJ)

NJ

09/17/2012 - 09/13/2013

ADP BROKER-DEALER, INC. (ROSELAND NJ)

NY

03/01/2010 - 09/18/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/01/2009 - 01/28/2010

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

NY

07/09/2007 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NJ

04/03/2001 - 06/15/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

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Licenses & Designations

BOTH

Issued 04/11/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/22/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Alan Buchman.
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