Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard De Bella is a financial advisor with over 20 years of experience in the industry. Richard holds multiple licenses and registrations including Series 7, 10, 24, 63, and 65, and is currently registered as a Registered Representative and Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Richard has previously worked at Wachovia Securities, LLC and TD Waterhouse Investor Services, Inc. Richard provides a wide range of financial services including investment advisory, portfolio management, and pension consulting to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
08/08/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STAMFORD CT)
NJ
05/13/2003 - 03/28/2006
WACHOVIA SECURITIES, LLC (HADDON TOWNSHIP NJ)
NE
01/04/2001 - 03/24/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
IA
Issued 01/09/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/16/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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