Invested Better
Unclaimed

Unclaimed

Unclaimed

Richard Clark Shaw

QVM Group LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Richard? Claim Your Profile

About Richard Clark Shaw

Richard Clark Shaw is an investment advisor representative with QVM Group LLC. Richard has been in the industry since 1976 and has experience with securities, general securities, and non-member general securities. Richard is registered with the state of Connecticut.

Firm Information

Richard Shaw is currently registered with QVM Group LLC. QVM Group LLC is an investment advisor that provides financial planning, selection of other advisors, and portfolio management for individuals. The firm has approximately $51.74 million in regulatory assets under management and primarily serves high-net-worth individuals.

$51.74M

Assets Under Management

2

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Richard Shaw’s Registration & Firm History

CT

01/16/2007 - Present

QVM Group LLC (SOUTH GLASTONBURY CT)

CT

04/10/1995 - 05/25/1999

PHOENIXLINK INVESTMENTS INC. (EAST HARTFORD CT)

CT

03/23/1983 - 07/06/1995

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

Not sure if Richard Clark Shaw is right for you?

Licenses & Designations

BC

Issued 05/02/1985

Series 24 - General Securities Principal Examination

BC

Issued 03/19/1983

Series 7 - General Securities Representative Examination

BC

Issued 07/14/1977

Series 1 - Registered Representative Examination

BC

Issued 09/23/1976

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard Clark Shaw.
Not sure if Richard Clark Shaw is right for you?