Unclaimed
Richard Clark Shaw is an investment advisor representative with QVM Group LLC. Richard has been in the industry since 1976 and has experience with securities, general securities, and non-member general securities. Richard is registered with the state of Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
CT
01/16/2007 - Present
QVM Group LLC (SOUTH GLASTONBURY CT)
CT
04/10/1995 - 05/25/1999
PHOENIXLINK INVESTMENTS INC. (EAST HARTFORD CT)
CT
03/23/1983 - 07/06/1995
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
BC
Issued 05/02/1985
Series 24 - General Securities Principal Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 07/14/1977
Series 1 - Registered Representative Examination
BC
Issued 09/23/1976
Series 2 - Non-Member General Securities Examination
Active
Inactive
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