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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Cetera Investment Advisers LLC

location

EAST HARTFORD, CT

experience

39 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Robert Carroll is a financial advisor with Cetera Investment Advisers LLC. Robert has been a financial advisor since 1986 and has a strong background in the industry. Robert holds licenses to provide investment advice in a number of states, including Connecticut, Massachusetts, New Hampshire, New Jersey, New York, and Vermont. Robert also has a Series 7, Series 24, Series 63, and Series 66 license. Cetera Investment Advisers LLC provides investment advice to a variety of clients, including high net worth individuals, corporations, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Citizens JMP Securities, LLC

location

STAMFORD, CT

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Robert Kelly is a financial professional registered with Citizens JMP Securities, LLC. Robert is based in Stamford, Connecticut and has been in the industry for over 4 years. Robert holds the Series 63, Series 79TO and SIE licenses. Robert previously worked for Citizens Capital Markets in Stamford, Connecticut.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Interactive Brokers LLC

location

GREENWICH, CT

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Robert Aaron Moore is a financial professional with Interactive Brokers LLC. Robert has been in the financial services industry since August 28, 2023. Robert has passed the Securities Industry Essentials Examination and the Operations Professional Examination.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

MYSTIC, CT

experience

25 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Robert Tassone is a registered representative with Morgan Stanley. Robert has been in the securities industry since August 19, 2000. Robert is licensed in 32 states, and has Series 7, Series 31 and Series 66 licenses. Prior to working at Morgan Stanley, Robert worked at CITIGROUP GLOBAL MARKETS INC. and A. G. EDWARDS & SONS, INC.. Morgan Stanley is a broker-dealer and investment adviser.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Osaic Wealth, Inc. | CFC ® (Certifications)

location

Farmington, CT

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Robert Anthony Bishop is a financial advisor with over 10 years of experience in the industry. Robert is currently registered with Osaic Wealth, Inc. and is licensed to provide financial advice in multiple states. Prior to joining Osaic Wealth, Inc., Robert was a financial advisor at Securities Service Network, LLC and LPL Financial LLC. Robert is also a Chartered Financial Consultant. He is dedicated to providing personalized financial advice to individuals, families, and businesses. Robert works with clients to develop customized financial plans that meet their unique needs and goals. He offers a variety of financial services including financial planning, investment management, and retirement planning. Robert is committed to providing exceptional customer service and building long-lasting relationships with his clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Hammond Iles Wealth Advisors | CFP ® (Certifications)

location

WETHERSFIELD, CT

experience

26 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Robert Gregory Hammond is an investment advisor representative with over 20 years of experience in the financial services industry. Robert is a Certified Financial Planner™ professional and has a strong track record of helping individuals and families achieve their financial goals. Robert is currently affiliated with Hammond Iles Wealth Advisors, a Registered Investment Advisor firm based in Wethersfield, Connecticut. Robert provides a wide range of services to clients, including financial planning, investment management, and retirement planning. Robert is committed to providing personalized advice and guidance to help clients meet their financial objectives.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Evercore Group LLC

location

Westport, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Robert Lynne Manning is a financial advisor with Evercore Group LLC. Robert has been in the financial services industry since October 7, 2000 and has experience in a variety of roles at firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bear, Stearns & Co. Inc., and Institutional Direct Inc. Robert is licensed in 37 states and has a Series 7, Series 24, Series 55, Series 57TO, and Series 99TO licenses.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

GREENWICH, CT

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Robert Blosio Jr. is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Robert has been in the industry since May 1, 2018 and holds Series 63, 65, 7 and SIE licenses. Robert is registered in 27 states and provides advisory services to individuals, corporations and institutions.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Dakota Wealth, LLC

location

FAIRFIELD, CT

0 Disclosures

ADVISOR BIO

Robert Glenn Pavlik is an investment advisor representative with Dakota Wealth, LLC. Robert is registered in Connecticut, Florida, and North Carolina. He has been in the financial industry for over 20 years. Prior to joining Dakota Wealth, Robert worked at Slatestone Wealth, LLC and BP Wealth Management, LLC. Robert has a diverse experience across multiple firms including Financial Assets Corporation, Matrix Capital Group, Inc., Laidlaw Global Securities, Inc., W. P. Stewart & Co., Inc., and Kuhns Brothers & Laidlaw, Inc. Robert holds Series 4, 7, 24, and 63 licenses. Dakota Wealth, LLC provides investment advisory services to individuals, corporations, investment companies, and pooled investment vehicles. The firm also provides outsourced investment advisory services for other advisors and tax preparation/filing.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Portfolio Management for Investment Companies
OUTSOURCED INVESTMENT ADVISORY SERVICES FOR OTHER ADVISERS; TAX PREPARATION/FILING
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Commonwealth Financial Network | CFP ® (Certifications)

location

Darien, CT

experience

34 Years Experience

0 Disclosures

ADVISOR BIO

Robert Boronski is an investment advisor with over 30 years of experience in the financial services industry. Robert is registered to offer securities and investment advisory services in 24 states. Robert has worked for Commonwealth Financial Network since 1995. Commonwealth Financial Network is a registered investment advisor firm with over 3,300 investment advisor representatives and over $177 billion in assets under management. Robert has been with the firm since 1995. Commonwealth Financial Network provides a variety of advisory services, including financial planning, portfolio management, and educational seminars. In addition to Robert's professional experience, Robert holds the Certified Financial Planner designation. Robert is also a registered principal with FINRA.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals

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