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Richard A Healy

BCW Securities LLC

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About Richard A Healy

Richard Healy is a financial advisor with BCW Securities LLC. Richard has been in the industry since June 14, 2011 and is registered with the states of Connecticut, Maryland, New Jersey, New York, and Texas. Richard holds the Series 7, Series 63 and SIE licenses.

Firm Information

Richard Healy is currently registered with BCW Securities LLC. BCW Securities LLC is a Limited Liability Company formed in May 2007. The firm is registered with the SEC and in 17 states, including California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Healy’s Registration & Firm History

CT

06/14/2011 - Present

BCW Securities LLC (WESTPORT CT)

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Licenses & Designations

BC

Issued 07/01/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard A Healy.
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