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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Mollicone is an investment advisor representative with Ameriprise Financial Services, LLC. Richard has been in the financial services industry since October 3, 2003 and has been registered with Ameriprise Financial Services, LLC since January 29, 2024. Richard has previously held positions with MSI Financial Services, Inc., MetLife Securities Inc., and MML Investors Services, LLC. Richard holds the Series 4, 6, 7, 24, 52TO, 53, and 66 licenses, as well as the SIE designation. Richard is registered to provide investment advice in Florida, Maine, Massachusetts, New Hampshire, and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
01/29/2024 - Present
Ameriprise Financial Services, LLC (Fairfield CT)
RI
08/23/2017 - 07/25/2023
MML INVESTORS SERVICES, LLC (EAST PROVIDENCE RI)
MA
03/02/2010 - 11/15/2016
MSI FINANCIAL SERVICES, INC. (SOUTHBOROUGH MA)
MA
04/11/2014 - 01/02/2015
NEW ENGLAND SECURITIES (Southborough MA)
RI
11/06/2002 - 01/13/2010
METLIFE SECURITIES INC. (WARWICK RI)
RI
11/06/2002 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (PROVIDENCE RI)
BOTH
Issued 01/29/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2011
Series 4 - Registered Options Principal Examination
BC
Issued 10/06/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/07/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/05/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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