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Financial Advisors in Connecticut
11,410 Results
Unclaimed

TWO Sigma Securities, LLC

location

Stamford, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Stephen Blair Donahue is a financial professional with over 20 years of experience in the financial services industry. Stephen is currently registered with Two Sigma Securities, LLC. Stephen has been a registered representative with Two Sigma Securities, LLC since 09/07/2017. Previously Stephen was registered with Timber Hill LLC, Interactive Brokers LLC and SureTrade Inc. Stephen has a Series 7, Series 55, Series 66, Series 24 and Series 57TO license and has experience in investment banking, securities trading and asset management.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

PLANTSVILLE, CT

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Stephen Masiello is a financial professional with over 25 years of experience in the financial industry. Stephen currently holds a Series 7, Series 63, and Series 65 license, along with a SIE and Series 79TO. Stephen is currently registered with Umergence LLC. Previously, Stephen worked for Race Rock Capital LLC, Innovation Partners LLC, Seedchange Execution Services INC., PTP Securities, LLC, and Jerome P. Greene & Associates, LLC. Stephen has an extensive background in various financial services and has a proven track record of success.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Icapital Markets LLC

location

Greenwich, CT

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Stephen Henry Houston is a financial advisor with Icapital Markets LLC in Greenwich, Connecticut. Stephen has been in the industry since 1994. Prior to Icapital Markets LLC, Stephen was employed by ICAPITAL SECURITIES, LLC, COWEN PRIME SERVICES LLC, BEECH HILL SECURITIES, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, BARCLAYS CAPITAL INC., MERRILL LYNCH PROFESSIONAL CLEARING CORP., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC. and PAINEWEBBER INCORPORATED. Stephen holds the following licenses: Series 7, Series 9, Series 10, Series 63, and Series 65.

SPECIALIZATIONS

No specializations listed.

Unclaimed

BCP Securities, Inc.

location

GREENWICH, CT

experience

35 Years Experience

0 Disclosures

ADVISOR BIO

Stephen Michael Cunningham is a financial professional with over 30 years of experience in the financial services industry. He has a strong track record of success in the investment banking sector, and he has held various leadership positions at prominent firms like Nomura Securities International, Inc., Deutsche Bank Securities Inc., Morgan Stanley & Co., Incorporated, and Bear Stearns & Co. Inc. Stephen is currently registered with BCP Securities, Inc. and is licensed to provide investment advice in several states.

SPECIALIZATIONS

No specializations listed.

Unclaimed

MML Investors Services, LLC

location

SHELTON, CT

experience

39 Years Experience

disclosure

6 Disclosures

ADVISOR BIO

Stephen Sheehan McGuirk has been in the financial services industry since December 7, 1986. Stephen Sheehan McGuirk is currently registered with MML Investors Services, LLC as an investment advisor representative in Connecticut. Stephen Sheehan McGuirk also holds licenses to conduct securities business in 9 other states. Stephen Sheehan McGuirk has previously been registered with MSI FINANCIAL SERVICES, INC., METROPOLITAN LIFE INSURANCE COMPANY, SECURIAN FINANCIAL SERVICES, INC., MIMLIC SALES CORPORATION, and MONARCH SECURITIES, INC.. Stephen Sheehan McGuirk is a licensed insurance agent with a focus on providing financial and insurance services to individuals, businesses, and institutional clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Stephen Michael Gilbert is a financial professional with over 25 years of experience in the financial services industry. Stephen is currently registered with Prudential Annuities Distributors, Inc. in Shelton, Connecticut. Stephen has held previous registrations with PRUCO SECURITIES, LLC., MML INVESTORS SERVICES, INC., MML DISTRIBUTORS, LLC, AETNA INVESTMENT SERVICES, LLC, WASHINGTON SQUARE SECURITIES, INC., JOHN HANCOCK DISTRIBUTORS, INC., and JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY. Stephen is licensed to conduct business in Connecticut.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Lincoln Financial Distributors, Inc.

location

HARTFORD, CT

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Stevan Mark Cohen is a financial professional with over 28 years of experience in the industry. Stevan is currently registered with Lincoln Financial Distributors, Inc. and holds the Series 6, 26, and 63 licenses, as well as the SIE designation. Stevan has previously been registered with Lincoln Financial Advisors Corporation and Aetna Investment Services, Inc. Stevan is registered in New York and Texas.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Wells Fargo Clearing Services, LLC

location

DANBURY, CT

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Steve Mattson is a financial advisor with over 27 years of experience in the industry. Steve is currently registered with Wells Fargo Clearing Services, LLC and has a Series 6, 7, 24, 31, 63, and 65 license. Steve is a licensed financial advisor in multiple states and offers a variety of financial services, including investment consulting, financial planning, and portfolio management for individuals and businesses. Steve has previously worked with A.G. Edwards & Sons, Inc., W.J. Nolan & Company, Inc., and 1717 Capital Management Company.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Sprott Asset Management USA Inc.

location

DARIEN, CT

experience

22 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Steve L. Todoruk is an investment advisor representative with Sprott Asset Management USA Inc. Steve Todoruk has been in the industry since 2003. Steve Todoruk is registered to provide investment advice in 51 states and the District of Columbia. Steve Todoruk has also passed the Series 63, 65, 66, and 24 examinations. Steve Todoruk specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

NEW HAVEN, CT

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Steve Tortora is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Steve has been in the financial services industry since 1999. Steve is a registered representative in Connecticut and Texas. Steve has passed the Series 6, 7, 9, 10, 63 and 66 exams. Steve has a strong track record of success in the financial services industry. Steve has a deep understanding of the markets and a commitment to providing clients with personalized advice and guidance. Steve is dedicated to helping clients achieve their financial goals.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

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