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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Ameriprise Financial Services, LLC

location

SOUTHPORT, CT

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Stephen Robert Black is a financial advisor with over 20 years of experience in the industry. Stephen currently works at Ameriprise Financial Services, LLC and is registered with the state of Connecticut. Stephen has worked at IDS Life Insurance Company and Ameriprise Financial Services, Inc. in the past. Stephen holds FINRA Series 7 and 66 registrations, as well as the SIE exam. Stephen's areas of specialization include asset allocation, financial planning, portfolio management for businesses and individuals, and educational seminars. Stephen has experience working with a variety of clients including individuals, trusts, estates, insurance companies, charitable organizations, pension and profit-sharing plans, corporations, and state or municipal government entities.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

LPL Financial LLC

location

UNIONVILLE, CT

experience

40 Years Experience

0 Disclosures

ADVISOR BIO

Stephen Repka is a financial advisor with over 30 years of experience in the financial industry. He is currently registered with LPL Financial LLC and has been with them since January 2013. Stephen Repka has a strong track record of providing comprehensive financial planning services to individuals and families, as well as to businesses and institutions. Stephen Repka offers a variety of investment and financial planning services, including: * Retirement planning * College savings planning * Estate planning * Insurance planning * Tax planning Stephen Repka is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Commonfund Securities, Inc.

location

WILTON, CT

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Stephen Talbot is a financial advisor with Commonfund Securities, Inc. in Wilton, CT. Stephen has been in the financial industry since 2014 and holds the Series 63, Series 7, Series 79 and SIE licenses. Previously, Stephen worked at BB&T Securities, LLC and Scott & Stringfellow, LLC. Stephen is registered to conduct securities business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Citi Private Alternatives, LLC

location

Stamford, CT

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Stephen Kauke is a financial advisor with Citi Private Alternatives, LLC, and Citigroup Global Markets Inc.. Stephen has been in the financial services industry since March 6, 2008. Stephen holds the Series 7 and SIE licenses. Stephen has been registered with FINRA since March 29, 2017.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Steward Partners Investment Advisory, LLC | CFP ® (Certifications)

location

NEWTOWN, CT

experience

38 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Stephen Nitz is a financial advisor with over 36 years of experience in the industry. Stephen is currently registered with Steward Partners Investment Advisory, LLC and has offices in Newtown, Connecticut, New York, New York and Southbury, Connecticut. Stephen previously worked with OSAIC INSTITUTIONS, INC., CAPITAL BROKERAGE CORPORATION, HARTFORD EQUITY SALES COMPANY INC., INFINEX INVESTMENTS, INC., NATIONWIDE INVESTMENT SERVICES CORPORATION, FINANCIAL HORIZONS SECURITIES CORPORATION, COMPULIFE INVESTOR SERVICES, INC., LANDMARK BROKERAGE SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS FINANCIAL SERVICES INC., FIRST INVESTORS CORPORATION and BECKER PARIBAS INCORPORATED. Stephen specializes in providing financial advice to individuals, high net worth individuals, trusts, corporations, charitable organizations, pension and profit-sharing plans and insurance companies. Stephen is a Certified Financial Planner (CFP®). Stephen is also registered as an investment advisor representative.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
FINANCIAL CONSULTING
Unclaimed

UBS Financial Services Inc.

location

WESTPORT, CT

experience

40 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Stephen Bauer has been in the financial services industry since July 25, 1984. Stephen is currently registered with UBS Financial Services Inc. as an Investment Advisor Representative in Connecticut, Florida and Texas. Stephen has been with UBS Financial Services Inc. since April 2009. Previously, Stephen was registered with CITIGROUP GLOBAL MARKETS INC. and LEHMAN BROTHERS INC. Stephen is a Series 63, 65 and 7 licensed professional and has passed the SIE exam. Stephen specializes in providing financial planning and investment advice to individuals, families, businesses and institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Lincoln Financial Distributors, Inc.

location

HARTFORD, CT

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Stevan Mark Cohen is a financial professional with over 28 years of experience in the industry. Stevan is currently registered with Lincoln Financial Distributors, Inc. and holds the Series 6, 26, and 63 licenses, as well as the SIE designation. Stevan has previously been registered with Lincoln Financial Advisors Corporation and Aetna Investment Services, Inc. Stevan is registered in New York and Texas.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Sprott Asset Management USA Inc.

location

DARIEN, CT

experience

22 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Steve L. Todoruk is an investment advisor representative with Sprott Asset Management USA Inc. Steve Todoruk has been in the industry since 2003. Steve Todoruk is registered to provide investment advice in 51 states and the District of Columbia. Steve Todoruk has also passed the Series 63, 65, 66, and 24 examinations. Steve Todoruk specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

NEW HAVEN, CT

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Steve Tortora is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Steve has been in the financial services industry since 1999. Steve is a registered representative in Connecticut and Texas. Steve has passed the Series 6, 7, 9, 10, 63 and 66 exams. Steve has a strong track record of success in the financial services industry. Steve has a deep understanding of the markets and a commitment to providing clients with personalized advice and guidance. Steve is dedicated to helping clients achieve their financial goals.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

VP Distributors LLC

location

HARTFORD, CT

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Steve Loncar is a financial advisor who has been in the industry since 2006. Steve is currently registered with VP Distributors LLC, a firm that has been in business since 2017. Prior to joining VP Distributors LLC, Steve was with Ridgeworth Distributors LLC and SunTrust Investment Services, Inc.. Steve holds the Series 7 and 63 licenses. Steve has a history of working in the financial services industry and is committed to providing clients with personalized financial advice.

SPECIALIZATIONS

No specializations listed.

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