Unclaimed
Stephen Michael Cunningham is a financial professional with over 30 years of experience in the financial services industry. He has a strong track record of success in the investment banking sector, and he has held various leadership positions at prominent firms like Nomura Securities International, Inc., Deutsche Bank Securities Inc., Morgan Stanley & Co., Incorporated, and Bear Stearns & Co. Inc. Stephen is currently registered with BCP Securities, Inc. and is licensed to provide investment advice in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/15/2019 - Present
BCP Securities, Inc. (GREENWICH CT)
NY
09/16/2011 - 10/23/2019
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
04/19/2006 - 09/16/2011
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/29/1996 - 02/17/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
10/04/1990 - 05/28/1996
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
04/09/1992 - 10/29/1993
BEAR STEARNS GLOBAL ASSET TRADING, LTD
BC
Issued 06/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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