Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Mattson is a financial advisor with over 27 years of experience in the industry. Steve is currently registered with Wells Fargo Clearing Services, LLC and has a Series 6, 7, 24, 31, 63, and 65 license. Steve is a licensed financial advisor in multiple states and offers a variety of financial services, including investment consulting, financial planning, and portfolio management for individuals and businesses. Steve has previously worked with A.G. Edwards & Sons, Inc., W.J. Nolan & Company, Inc., and 1717 Capital Management Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/26/2012 - Present
Wells Fargo Clearing Services, LLC (DANBURY CT)
CT
11/16/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (RIDGEFIELD CT)
NY
04/03/1996 - 10/26/2001
W.J. NOLAN & COMPANY, INC. (NEW YORK NY)
DE
02/22/1995 - 04/03/1996
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
IA
Issued 11/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 02/23/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/21/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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