Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Tortora is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Steve has been in the financial services industry since 1999. Steve is a registered representative in Connecticut and Texas. Steve has passed the Series 6, 7, 9, 10, 63 and 66 exams. Steve has a strong track record of success in the financial services industry. Steve has a deep understanding of the markets and a commitment to providing clients with personalized advice and guidance. Steve is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
03/04/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW HAVEN CT)
NC
06/02/1999 - 09/17/1999
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 04/30/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/09/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Steve Tortora is the right advisor for you? Invested Better is here to help.
