Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Henry Houston is a financial advisor with Icapital Markets LLC in Greenwich, Connecticut. Stephen has been in the industry since 1994. Prior to Icapital Markets LLC, Stephen was employed by ICAPITAL SECURITIES, LLC, COWEN PRIME SERVICES LLC, BEECH HILL SECURITIES, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, BARCLAYS CAPITAL INC., MERRILL LYNCH PROFESSIONAL CLEARING CORP., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC. and PAINEWEBBER INCORPORATED. Stephen holds the following licenses: Series 7, Series 9, Series 10, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/30/2023 - Present
Icapital Markets LLC (Greenwich CT)
NY
10/27/2021 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
CT
12/20/2019 - 04/26/2021
COWEN PRIME SERVICES LLC (Darien, CT)
CT
06/06/2017 - 12/20/2019
BEECH HILL SECURITIES, INC. (Darien CT)
NY
12/04/2015 - 04/07/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
10/28/2009 - 12/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/14/2006 - 10/13/2009
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
07/30/1999 - 10/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
05/18/2009 - 08/13/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MD
05/28/1999 - 09/24/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NJ
09/19/1989 - 08/11/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 09/24/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/18/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Houston is the right advisor for you? Invested Better is here to help.
