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Stephen Michael Gilbert

Prudential Annuities Distributors, Inc.

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About Stephen Michael Gilbert

Stephen Michael Gilbert is a financial professional with over 25 years of experience in the financial services industry. Stephen is currently registered with Prudential Annuities Distributors, Inc. in Shelton, Connecticut. Stephen has held previous registrations with PRUCO SECURITIES, LLC., MML INVESTORS SERVICES, INC., MML DISTRIBUTORS, LLC, AETNA INVESTMENT SERVICES, LLC, WASHINGTON SQUARE SECURITIES, INC., JOHN HANCOCK DISTRIBUTORS, INC., and JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY. Stephen is licensed to conduct business in Connecticut.

Firm Information

Stephen Gilbert is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Gilbert’s Registration & Firm History

CT

11/05/2010 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

09/20/2018 - 04/10/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

CT

04/30/2009 - 11/04/2010

MML INVESTORS SERVICES, INC. (ENFIELD CT)

CT

08/07/2002 - 11/04/2010

MML DISTRIBUTORS, LLC (ENFIELD CT)

MA

01/17/2003 - 12/04/2004

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

CT

12/17/1998 - 01/08/2002

AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)

CT

08/23/1996 - 11/20/1998

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

MA

01/12/1996 - 08/23/1996

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

01/12/1996 - 08/23/1996

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 06/15/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/20/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/1999

Series 7 - General Securities Representative Examination

BC

Issued 12/29/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Michael Gilbert.
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