Invested Better
Financial Advisors in Connecticut
11,410 Results
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

NEW HAVEN, CT

experience

25 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Shubina Mathur is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., with over 20 years of experience in the financial services industry. Shubina is registered with the state of Connecticut and Texas, and holds several industry licenses, including Series 6, 7, 26, 63 and 65. Shubina has been with Merrill Lynch since 2009 and previously worked for BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., and FIS SECURITIES, INC. Shubina specializes in providing financial advice to a range of clients, including individuals, corporations, businesses, high-net-worth individuals, pension and profit-sharing plans, insurance companies, and charitable organizations.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

ASL Capital Markets Inc.

location

STAMFORD, CT

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Shuxian Hong is a registered representative with Asl Capital Markets Inc. Shuxian holds Series 7, Series 99 and Series 63 licenses. Shuxian has been in the securities industry since April 28, 2024. The firm is located at 600 Summer Street, Suite 402 in Stamford, CT.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

GLASTONBURY, CT

experience

38 Years Experience

0 Disclosures

ADVISOR BIO

Siamak Dowlatshahi is an investment advisor representative with LPL Financial LLC. Siamak has been in the industry since November 1986. He has a Series 6, Series 7, Series 22, Series 26, and Series 63 licenses. Siamak previously worked for National Planning Corporation, Washington Square Securities, Inc., and W.S. Griffith & Co., Inc. Siamak's specializations include fixed income, equities, mutual funds, variable annuities, life insurance, and disability insurance. Siamak's primary business location is in Glastonbury, CT.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Natwest Markets Securities Inc.

location

STAMFORD, CT

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Sidharth Subramani is a registered representative with Natwest Markets Securities Inc. Sidharth is currently registered with FINRA and the state of Connecticut. Sidharth holds the Series 7TO and SIE licenses, as well as the Series 63. Sidharth began working at Natwest Markets Securities Inc. on 07/30/2021.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Franklin Distributors, LLC

location

STAMFORD, CT

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Sidney Frances Smith is a financial professional with over 5 years of experience in the industry. Sidney is currently registered with Franklin Distributors, LLC, a firm headquartered in Stamford, Connecticut. Sidney holds the Series 7TO, SIE, and Series 24 licenses. Prior to joining Franklin Distributors, LLC, Sidney was affiliated with Putnam Retail Management Limited Partnership, Franklin Templeton Financial Services Corp., Templeton/Franklin Investment Services, INC., and Franklin/Templeton Distributors, INC..

SPECIALIZATIONS

No specializations listed.

Unclaimed

Ages Financial Services, Ltd.

location

Stamford, CT

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Sidney John Sharp is a financial professional with over 1 year of experience in the financial services industry. Sidney is currently registered with Ages Financial Services, Ltd., a firm headquartered in Stamford, Connecticut. Previously, Sidney worked at DEUTSCHE BANK SECURITIES INC. in New York, New York. Sidney holds a Series 63, Series 79TO, and SIE licenses.

SPECIALIZATIONS

No specializations listed.

Unclaimed

PFS Investments Inc.

location

NORTH BRANFORD, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Sidney Fernandez is a financial professional with PFS Investments Inc. Sidney has been in the industry since 2017 and holds the Series 6, Series 63 and SIE licenses. Sidney is registered to provide investment advice in Connecticut, New Jersey, New York, Ohio and Tennessee.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

Voya Financial Advisors, Inc.

location

WINDSOR, CT

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Sidonia Holley is a financial advisor at Voya Financial Advisors, Inc. Sidonia is a highly experienced advisor with over 20 years of experience in the industry. Sidonia has been registered with Voya Financial Advisors, Inc. since 2/7/2022. Prior to joining Voya Financial Advisors, Inc. Sidonia was with Voya Financial Partners, LLC. Sidonia is a Series 6 and SIE licensed advisor. Sidonia's areas of expertise include portfolio management for businesses and individuals, financial planning, and educational seminars. Sidonia is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Aldwych Securities LLC

location

Stamford, CT

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Siegfried Von bonin is a financial professional with over 20 years of experience in the industry. Siegfried is currently registered with Aldwych Securities LLC in Stamford, CT. Siegfried has held previous positions with B. Riley Securities, Inc., National Securities Corporation, INTL FCStone Financial Inc., Benedetto, Gartland & Company, Inc., Salomon Smith Barney Inc., and Salomon Brothers Inc. Siegfried holds FINRA Series 7, 63, SIE, and 79TO licenses and is currently registered with the state of New York.

SPECIALIZATIONS

No specializations listed.

Unclaimed

First Affirmative Financial Network LLC

location

WESTPORT, CT

0 Disclosures

ADVISOR BIO

Sigurd Bue is an investment advisor representative associated with First Affirmative Financial Network LLC in Westport, Connecticut. Sigurd Bue has been in the financial services industry for over 30 years and specializes in providing financial planning, portfolio management for individuals and businesses, as well as educational seminars. Sigurd Bue is committed to providing high-quality advice and personalized service to clients.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals

Need help matching

with the right advisor?