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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

STAMFORD, CT

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

John Hartigan is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 30 years of experience in the industry. John has been registered with the Securities and Exchange Commission (SEC) since 1995. John holds licenses in multiple states and specializes in providing financial advice to individuals, businesses, and institutions.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Wells Fargo Advisors Financial Network, LLC | CFP ® (Certifications)

location

GUILFORD, CT

experience

25 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

John Dusza is a financial advisor at Wells Fargo Advisors Financial Network, LLC. John has been working in the financial industry since 1997 and holds Series 63, 65 and 66 licenses. John is also a Certified Financial Planner. John has held previous roles at UBS Financial Services Inc. and Morgan Stanley DW Inc. John Dusza has a branch office location in Guilford, Connecticut.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Tiaa-Cref Individual & Institutional Services, LLC

location

STAMFORD, CT

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

John Joseph Walzer is a registered investment advisor representative with TIAA-CREF Individual & Institutional Services, LLC. John has been in the financial services industry since 1997 and is registered in Connecticut, New York, and several other states. John's specialties include financial planning and portfolio management for individuals. John has worked for several large financial institutions including FIDELITY BROKERAGE SERVICES LLC, ITG INC., and RBC DAIN RAUSCHER INC. John is also a board member of the Eastchester Traffic and Parking Advisory Committee.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Cadaret, Grant & CO., Inc.

location

BRIDGEPORT, CT

experience

43 Years Experience

0 Disclosures

ADVISOR BIO

John Paul Schod is a financial advisor who has been working in the industry since 1981. John Paul Schod is currently registered with Cadaret, Grant & Co., Inc. and is located in BRIDGEPORT, CT. John Paul Schod previously worked at LIFEMARK SECURITIES CORP. in ROCHESTER, NY and W. S. GRIFFITH & CO., INC. in HARTFORD, CT. John Paul Schod holds the SIE, Series 6, and Series 63 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Knights OF Columbus Asset Advisors LLC

location

NEW HAVEN, CT

0 Disclosures

ADVISOR BIO

John Chesley Eisele is an investment advisor representative with Knights of Columbus Asset Advisors LLC. John Eisele is registered with the state of Texas and has been in the industry since 2007. John Eisele has Series 65 licenses. John Eisele's current firm, Knights of Columbus Asset Advisors LLC, is headquartered in New Haven, Connecticut. John Eisele specializes in advising individuals, pooled investment vehicles, pension plans, investment companies, and corporations on investment matters. John Eisele also provides financial planning services.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

USI Securities, Inc.

location

GLASTONBURY, CT

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

John David Fitzgerald is a financial advisor with over 20 years of experience in the financial services industry. John David is currently registered with USI Securities, Inc. and holds Series 6, 7, 24, 26, 63 and 66 licenses. John David has previously worked for John Hancock Funds, LLC, John Hancock Distributors LLC, Signator Investors, Inc., and Manufacturers Securities Services, LLC. John David's areas of specialization include retirement planning, investment management, and financial planning.

SPECIALIZATIONS

Selection of Other Advisors
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Berlin, CT

experience

40 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

John Glowka is an investment advisor representative with Cambridge Investment Research Advisors, Inc. John has over 30 years of experience in the financial services industry. John has a strong track record of helping clients reach their financial goals. John specializes in working with individuals and families, as well as charitable organizations. John is committed to providing personalized financial advice and guidance to help clients make informed decisions about their investments. John has a broad range of experience, including working with clients in various industries and with a variety of financial needs. John is a Registered Representative and an Investment Advisor Representative. John holds Series 6, 7, 22, 24, 26, 63, and 65 licenses. John is also a member of the Financial Industry Regulatory Authority (FINRA).

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Westminster Research Associates LLC

location

Stamford,, CT

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

John Drew Mender is a registered representative with Westminster Research Associates LLC. John is licensed to sell securities in New York. John holds the Series 7TO, Series 63, and SIE exams. John's first day in the industry was November 8, 2022. John joined Westminster Research Associates LLC on November 9, 2022.

SPECIALIZATIONS

No specializations listed.

Unclaimed

THE Pinnacle Financial Group | CFP ® (Certifications)

location

Darien, CT

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

John B. Hess is a financial advisor at The Pinnacle Financial Group. John has been in the financial industry since 2009 and is registered with both FINRA and the state of Connecticut. John offers financial planning, portfolio management, and pension consulting services to individuals, high-net-worth individuals, businesses, charitable organizations, and pension and profit-sharing plans. John holds the Series 66, Series 7, and SIE licenses. John is a CERTIFIED FINANCIAL PLANNERâ„¢ professional.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Oppenheimer & Co. Inc.

location

STAMFORD, CT

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

John Joseph Gavigan is a financial advisor with over 28 years of experience in the industry. He is currently registered with Oppenheimer & Co. Inc. and has held previous roles at firms such as Wells Fargo Clearing Services, LLC, CIBC World Markets Corp., and Prudential Securities Incorporated. John is committed to providing comprehensive financial planning services to his clients and has a strong track record of success. His specializations include portfolio management for individuals, businesses, and pooled investment vehicles, as well as financial planning and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles

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