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John Anthony Apuzzo

Natwest Markets Securities Inc.

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About John Anthony Apuzzo

John Anthony Apuzzo is a securities professional licensed in all 50 states and the District of Columbia. John is currently registered with Natwest Markets Securities Inc. John has passed the Series 7TO, Series 63, and SIE exams.

Firm Information

John Apuzzo is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Apuzzo’s Registration & Firm History

CT

12/01/2022 - Present

Natwest Markets Securities Inc. (STAMFORD CT)

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Licenses & Designations

BC

Issued 12/21/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/01/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/08/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Anthony Apuzzo.
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