Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Holmes is a financial advisor who has been in the industry since September 1995. John is currently registered with Northwestern Mutual Investment Services, LLC and has held previous positions with KOYOTE TRADING LLC, CHIMERA SECURITIES, LLC, ACCESS SECURITIES, LLC, SCHONFELD SECURITIES, LLC, ELECTRONIC TRADING GROUP, LLC, THE NASSAU GROUP, INC., FIRST NEW YORK SECURITIES L.L.C., OPPENHEIMER & CO., INC., and PAINEWEBBER INCORPORATED. John is a licensed securities professional with a focus on investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CT
09/24/2015 - Present
Northwestern Mutual Investment Services, LLC (FAIRFIELD CT)
NY
10/22/2012 - 07/08/2013
KOYOTE TRADING LLC (NEW YORK NY)
NY
03/14/2011 - 10/19/2012
CHIMERA SECURITIES, LLC (NEW YORK NY)
CT
05/25/2007 - 10/05/2010
ACCESS SECURITIES, LLC (STAMFORD CT)
NY
10/06/2003 - 03/22/2004
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
03/23/2001 - 10/14/2003
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
NY
12/10/1996 - 10/12/2000
SCHONFELD SECURITIES, LLC (JERICHO NY)
CT
08/22/1996 - 04/08/1998
THE NASSAU GROUP, INC. (WESTON CT)
NY
03/06/1989 - 11/26/1990
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
11/23/1984 - 02/28/1989
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
09/21/1983 - 11/19/1984
PAINEWEBBER INCORPORATED
BC
Issued 10/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/05/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/10/1984
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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