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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Interactive Brokers LLC

location

GREENWICH, CT

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

John Francis Good is a financial advisor registered with Interactive Brokers LLC in Greenwich, Connecticut. John has been a registered professional in the securities industry since 2005 and holds Series 7, Series 24, Series 63, and SIE licenses. John has been with Interactive Brokers LLC since 2006, having previously worked at E*TRADE Securities LLC.

SPECIALIZATIONS

No specializations listed.

Unclaimed

William Joseph Capital Management, Inc.

location

Somers, CT

0 Disclosures

ADVISOR BIO

John Michael Poitras is an Investment Advisor Representative with William Joseph Capital Management, Inc. John has been registered with the Securities and Exchange Commission since April 29, 2024. John has passed the Series 65 exam and is licensed in Connecticut. John's specializations include portfolio management for individuals, financial planning, and selection of other advisors. John also works for Integrity Marketing/Stateline Senior Services as an Insurance Salesperson.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Commonwealth Financial Network

location

MADISON, CT

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

John Grosso is a financial advisor with over 30 years of experience in the financial services industry. John has been affiliated with Commonwealth Financial Network since February 2006 and has a strong track record of providing comprehensive financial advice to individuals, families, and businesses. John's areas of expertise include financial planning, retirement planning, and investment management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Rockefeller Financial LLC

location

Greenwich, CT

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

John Butler Horton is a financial advisor with over 15 years of experience in the industry. John is currently registered with Rockefeller Financial LLC and Rockefeller Capital Management. John has been a registered representative with Rockefeller Financial LLC since December 2019 and with Rockefeller Capital Management since January 2023. Prior to this, John was registered with J.P. MORGAN SECURITIES LLC from July 2009 to November 2019. John has a strong background in financial services and specializes in portfolio management, financial planning, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

Westport, CT

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

John Jude Probst is a financial advisor affiliated with Morgan Stanley. John has been in the financial services industry since 2021. John is registered in 43 states and holds the Series 63, Series 7TO, Series 57TO, and SIE licenses. John specializes in providing financial planning services, asset allocation advice, portfolio management services for individuals, businesses, and investment companies, and pension consulting. In addition to working with individuals, John has experience serving the needs of high-net-worth individuals, insurance companies, investment companies, charitable organizations, and pension and profit-sharing plans. John's previous experience includes working with T3 Trading Group, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Robert W. Baird & Co. Inc.

location

STAMFORD, CT

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

John Francis Murphy is a financial advisor with over 20 years of experience in the industry. John has been with Robert W. Baird & Co. Inc. since 2012. Previously, John worked for Jefferies & Company, Inc. in New York. John is registered in 9 states and holds a Series 7, 55, 57TO, and SIE licenses. John specializes in providing financial planning, portfolio management, and investment advice to individual and business clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

JK Private Wealth, LLC

location

GLASTONBURY, CT

0 Disclosures

ADVISOR BIO

John Ottens Koons is a financial advisor with over 25 years of experience in the financial services industry. John is currently registered with JK Private Wealth, LLC and is active in both Connecticut and Texas. John has previously held roles with PRIVATE CLIENT SERVICES, LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, ROBERT W. BAIRD & CO. INCORPORATED, and TOWER SQUARE SECURITIES, INC. John specializes in portfolio management for individuals and selection of other advisors. He holds Series 6, 7, 63 and 66 securities licenses and the SIE exam. John is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Hamilton Advisors Inc.

location

GREENWICH, CT

0 Disclosures

ADVISOR BIO

John Brock Hamilton is a Registered Investment Advisor in Connecticut. John is affiliated with Hamilton Advisors Inc. based in GREENWICH, CT. The firm manages assets for Individuals, High-Net-Worth Individuals, and Pension and Profit-Sharing Plans. John has been registered with the SEC for over 30 years.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

Intelligent Cross LLC

location

STAMFORD, CT

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

John Adam Hughes is a financial advisor who works for Intelligent Cross LLC. John has been in the financial industry since May 22, 2019 and holds the Series 7TO and SIE licenses. John is currently registered with FINRA and the firm is registered with the SEC. The main office for Intelligent Cross LLC is located in Stamford, CT.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Money Concepts Capital Corp.

location

COLCHESTER, CT

experience

22 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

John Edward Hathaway is a financial professional with over 20 years of experience in the industry. John is registered with Money Concepts Capital Corp. and has been with the firm since October 2003. John is licensed in 26 states and has a broad range of experience in providing financial planning, portfolio management, and general consulting services to a variety of clients. John specializes in working with individuals, corporations, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Businesses
Portfolio Management for Individuals
GENERAL CONSULTING SERVICES

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