Unclaimed
John Glowka is an investment advisor representative with Cambridge Investment Research Advisors, Inc. John has over 30 years of experience in the financial services industry. John has a strong track record of helping clients reach their financial goals. John specializes in working with individuals and families, as well as charitable organizations. John is committed to providing personalized financial advice and guidance to help clients make informed decisions about their investments. John has a broad range of experience, including working with clients in various industries and with a variety of financial needs. John is a Registered Representative and an Investment Advisor Representative. John holds Series 6, 7, 22, 24, 26, 63, and 65 licenses. John is also a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CT
09/24/2021 - Present
Cambridge Investment Research Advisors, Inc. (Berlin CT)
CT
05/23/2017 - 06/21/2021
LINCOLN FINANCIAL SECURITIES CORPORATION (NEW BRITAIN CT)
CT
04/15/2009 - 05/26/2017
INVEST FINANCIAL CORPORATION (NEW BRITAIN CT)
CT
01/21/2003 - 04/16/2009
GENWORTH FINANCIAL SECURITIES CORPORATION (NEW BRITAIN CT)
NE
04/17/2000 - 01/24/2003
SECURITIES AMERICA, INC. (LAVISTA NE)
GA
10/08/1999 - 04/17/2000
TRIAD ADVISORS, INC. (ATLANTA GA)
CT
08/31/1999 - 10/26/1999
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MA
07/22/1997 - 08/25/1999
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
CT
05/09/1995 - 09/15/1997
UNITED SECURITIES GROUP, INC. (FARMINGTON CT)
NY
04/19/1994 - 05/11/1995
NUTMEG SECURITIES, LTD. (NEW YORK NY)
MN
04/09/1992 - 03/28/1994
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
NY
07/19/1989 - 04/11/1992
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
03/07/1988 - 07/10/1989
PW SECURITIES, INC.
NA
04/27/1987 - 03/21/1988
ADVANTAGE CAPITAL CORPORATION
NA
03/30/1987 - 05/07/1987
CAMBRIDGE-NEWPORT COMPANY (THE)
NA
10/30/1986 - 03/27/1987
SUN INVESTMENT SERVICES COMPANY
NA
07/25/1984 - 10/27/1986
PRUCO SECURITIES CORPORATION
BC
Issued 07/09/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 09/12/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1995
Series 7 - General Securities Representative Examination
BC
Issued 09/18/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/24/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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