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John Tony Glowka

Cambridge Investment Research Advisors, Inc.

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About John Tony Glowka

John Glowka is an investment advisor representative with Cambridge Investment Research Advisors, Inc. John has over 30 years of experience in the financial services industry. John has a strong track record of helping clients reach their financial goals. John specializes in working with individuals and families, as well as charitable organizations. John is committed to providing personalized financial advice and guidance to help clients make informed decisions about their investments. John has a broad range of experience, including working with clients in various industries and with a variety of financial needs. John is a Registered Representative and an Investment Advisor Representative. John holds Series 6, 7, 22, 24, 26, 63, and 65 licenses. John is also a member of the Financial Industry Regulatory Authority (FINRA).

Firm Information

John Glowka is currently registered with Cambridge Investment Research Advisors, Inc.. Cambridge Investment Research Advisors, Inc. is an investment advisor with over 3,000 licensed agents and registered representatives. Based in Fairfield, Iowa, the firm provides a range of advisory services including financial planning, pension consulting, educational seminars, and market timing services. Their client base encompasses high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. The firm manages approximately $87.37 billion in assets under management.
Cambridge Investment Research Advisors, Inc.

1776 PLEASANT PLAIN RD.

FAIRFIELD, IA 52556-8757

$87.37B

Assets Under Management

71,763

Total Clients

3,513

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitation fees from 3rd party money managers

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John Glowka’s Registration & Firm History

CT

09/24/2021 - Present

Cambridge Investment Research Advisors, Inc. (Berlin CT)

CT

05/23/2017 - 06/21/2021

LINCOLN FINANCIAL SECURITIES CORPORATION (NEW BRITAIN CT)

CT

04/15/2009 - 05/26/2017

INVEST FINANCIAL CORPORATION (NEW BRITAIN CT)

CT

01/21/2003 - 04/16/2009

GENWORTH FINANCIAL SECURITIES CORPORATION (NEW BRITAIN CT)

NE

04/17/2000 - 01/24/2003

SECURITIES AMERICA, INC. (LAVISTA NE)

GA

10/08/1999 - 04/17/2000

TRIAD ADVISORS, INC. (ATLANTA GA)

CT

08/31/1999 - 10/26/1999

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

MA

07/22/1997 - 08/25/1999

MAIN STREET MANAGEMENT COMPANY (BOSTON MA)

CT

05/09/1995 - 09/15/1997

UNITED SECURITIES GROUP, INC. (FARMINGTON CT)

NY

04/19/1994 - 05/11/1995

NUTMEG SECURITIES, LTD. (NEW YORK NY)

MN

04/09/1992 - 03/28/1994

COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)

NY

07/19/1989 - 04/11/1992

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NA

03/07/1988 - 07/10/1989

PW SECURITIES, INC.

NA

04/27/1987 - 03/21/1988

ADVANTAGE CAPITAL CORPORATION

NA

03/30/1987 - 05/07/1987

CAMBRIDGE-NEWPORT COMPANY (THE)

NA

10/30/1986 - 03/27/1987

SUN INVESTMENT SERVICES COMPANY

NA

07/25/1984 - 10/27/1986

PRUCO SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 07/09/1999

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/01/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/17/2000

Series 24 - General Securities Principal Examination

BC

Issued 09/12/1994

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/1995

Series 7 - General Securities Representative Examination

BC

Issued 09/18/1987

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 07/24/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Tony Glowka. Review regulatory record here.
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