Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Neenan is an investment advisor representative with A.g.p. / Alliance Global Partners. John has over 19 years of experience in the financial services industry. He is registered with the Financial Industry Regulatory Authority (FINRA) and has held various positions at several financial institutions. John specializes in providing financial planning, portfolio management, and investment advisory services to a wide range of clients, including individuals, businesses, and pooled investment vehicles. John’s current firm has been in business since 1997.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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2
CT
03/31/2020 - Present
A.g.p. / Alliance Global Partners (WESTPORT CT)
CT
06/14/2012 - 02/19/2013
MML INVESTORS SERVICES, LLC (DANBURY CT)
NY
06/01/2009 - 06/07/2012
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
04/01/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
09/26/2008 - 04/02/2009
WACHOVIA SECURITIES, LLC (MT KISCO NY)
CT
04/02/2007 - 06/30/2008
MORGAN STANLEY & CO. INCORPORATED (GREENWICH CT)
CT
09/22/2006 - 04/02/2007
MORGAN STANLEY DW INC. (GREENWICH CT)
CT
03/09/2004 - 09/26/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
BOTH
Issued 11/06/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 03/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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