Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Planell is a financial advisor registered with Round Rock Advisors LLC, with a branch office in Wilton, CT. John has been in the industry for over 30 years, having previously worked at Ameriprise Financial Services, Inc. and other firms. John is a Certified Financial Planner® and holds Series 6, 7, 22 and 63 licenses. John specializes in providing financial planning services to individuals and corporations and is experienced in pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
04/21/2017 - Present
Round Rock Advisors LLC (WILTON CT)
NY
01/11/1985 - 04/24/2017
AMERIPRISE FINANCIAL SERVICES, INC. (POUND RIDGE NY)
MN
11/17/2000 - 02/15/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
07/11/1986 - 12/24/1986
IDS SECURITIES CORP.
NA
01/11/1985 - 12/24/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 01/09/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/09/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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