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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Northeast Financial | CFA ® (Certifications)

location

WESTPORT, CT

0 Disclosures

ADVISOR BIO

Frank Rossetti is an investment advisor representative registered with Northeast Financial Consultants, Inc. Frank has been in the industry for over 20 years and has a strong track record of helping clients reach their financial goals. Frank has worked with several firms over the years, including UST Securities Corp., Chase Investment Services Corp., American Express Financial Advisors Inc., IDS Life Insurance Company, and UBS PaineWebber Inc. Frank holds the Series 7 and Series 66 securities licenses and is a Chartered Financial Analyst. Frank specializes in helping clients with their investment needs, including financial planning, portfolio management, and retirement planning. He focuses on serving the needs of high-net-worth individuals and their families, and he is committed to providing personalized attention to each of his clients.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Empower Advisory Group, LLC

location

Bolton, CT

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Frank Frederick Loria is an investment advisor representative with Empower Advisory Group, LLC. Frank has been in the industry since May 1996. Frank holds the Series 7, Series 63, Series 65, Series 24, and Series 26 licenses and has worked with Prudential Investment Management Services LLC, Santander Securities LLC, Citizens Securities, Inc., People's Securities, Inc., and Infinex Investments, Inc. Frank specializes in providing financial planning services and portfolio management for individuals. Frank has also worked with a variety of other firms, including CCO Investment Services Corp, Santander Bank, NA, and GWFS Equities, Inc. Frank is registered with the State of Connecticut as a Registered Investment Adviser.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Portfolio Management for Individuals
Unclaimed

Intelligent Cross LLC

location

STAMFORD, CT

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Frank Tobin is a registered representative with Intelligent Cross LLC. Frank Tobin is a Series 7 and Series 63 licensed professional. Frank Tobin has been in the industry since 2016. Prior to joining Intelligent Cross LLC, Frank Tobin worked for Citigroup Global Markets Inc. Frank Tobin is licensed in Connecticut.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

STAMFORD, CT

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Frank Altomaro is a financial professional with over 17 years of experience in the industry. Frank is currently a registered representative with Jefferies LLC and has held prior roles with Jefferies High Yield Trading, LLC, RBS Greenwich Capital, and Morgan Stanley DW Inc. Frank is licensed to conduct business in all 50 states, the District of Columbia, and Puerto Rico. Frank holds a Series 7, 24, 31, 55, 57TO, 66 and 79TO.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Cetera Investment Advisers LLC | CFP ® (Certifications)

location

GLASTONBURY, CT

experience

30 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Frank Paul Zocco is a financial advisor with Cetera Investment Advisers LLC. Frank has been in the industry for over 27 years and has extensive experience in financial planning and investment management. Frank has a variety of specializations including retirement planning, college savings, and estate planning. Frank is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 7, 24, and 63 licenses, as well as the SIE exam. He is registered with the Financial Industry Regulatory Authority (FINRA) and is also licensed to provide investment advice in multiple states. Frank is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Kovitz Investment Group Partners, LLC

location

Greenwich, CT

0 Disclosures

ADVISOR BIO

Frank Ingarra is an investment advisor representative at Kovitz Investment Group Partners, LLC. Frank has over 20 years of experience in the financial services industry. Frank is also registered with the state of Connecticut as an investment advisor representative.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
CREDIT, CASH AND INSURANCE SOLUTIONS, FAMILY OFFICE SERVICES, CORPORATE EXECUTIVE SERVICES
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

UBS Financial Services Inc.

location

GREENWICH, CT

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Frank Powers is an Investment Advisor Representative at UBS Financial Services Inc. Frank has been in the securities industry since April 15, 1995. Frank has a Series 7, Series 63, and SIE license and is registered in 8 states, including California, Connecticut, Florida, Massachusetts, New Jersey, and New York. Frank's prior experience includes roles at Citigroup Global Markets Inc., Prudential Securities Incorporated, SG Cowen Securities Corporation, Cowen & Co., Wit Capital Corporation, Prime Charter Ltd., Smith Barney Inc., CS First Boston Corporation, and PaineWebber Incorporated.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Santander US Capital Markets LLC

location

STAMFORD, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Frank Bean is a financial professional with over 23 years of experience in the industry. Frank has a broad range of experience, including roles at J.P.Morgan Securities Inc., SG Americas Securities, LLC, and currently at Santander US Capital Markets LLC. Frank holds a Series 7, Series 3, Series 55, Series 57TO, Series 79TO, Series 99TO, and SIE licenses, and is registered in Connecticut.

SPECIALIZATIONS

No specializations listed.

Unclaimed

LPL Financial LLC

location

WALLINGFORD, CT

experience

28 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Frank Christopher Adams is an investment advisor representative associated with LPL Financial LLC. Frank has been in the financial services industry for over 25 years and is licensed in 33 states. He holds the Series 6, 62, 63, and 65 licenses, as well as the SIE. Previously, Frank was with VOYA FINANCIAL ADVISORS, INC., and Waddell & Reed, Inc.. Frank's specialties include financial planning, portfolio management for individuals and businesses, and consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

R & R Wealth Strategies, LLC

location

RIDGEFIELD, CT

0 Disclosures

ADVISOR BIO

Frank Anthony Rowella is an Investment Advisor Representative with R & R Wealth Strategies, LLC, a registered investment advisor. Frank has been in the industry since 1985 and holds a Series 66 license. Frank is also a Certified Public Accountant and a partner in the firm Reynolds & Rowella, LLP. Frank provides financial planning and consulting services to individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
CONSULTING

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