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Financial Advisors in Connecticut
11,410 Results
Unclaimed

UBS Securities LLC

location

STAMFORD, CT

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Eric Christopher Beltz is a financial advisor who has been in the industry since June 17, 2008. Eric Christopher Beltz is currently registered with UBS Securities LLC. Eric Christopher Beltz has passed the Securities Industry Essentials Examination and the General Securities Representative Examination. Eric Christopher Beltz is registered with FINRA and has 25 approved SRO registrations. Eric Christopher Beltz is not currently registered with any states.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Empower Financial Services, Inc.

location

Hartford, CT

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Eric Robert Hunting is a financial advisor at Empower Financial Services, Inc. based in Hartford, Connecticut. Eric has been in the financial services industry since June 2nd, 1996 and has a wide range of experience. Eric is a registered representative and holds the following licenses: Series 4, 6, 7, 24, 53 and 63. He is also a registered Investment Advisor. Eric's previous employers include Prudential Investment Management Services LLC and Pruco Securities, LLC.

SPECIALIZATIONS

No specializations listed.

Unclaimed

UBS Financial Services Inc.

location

WESTPORT, CT

experience

25 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Eric Michael Carter is a financial advisor who has been in the industry since July 26, 2000. Eric is currently registered with UBS Financial Services Inc. in Connecticut and Texas. Eric is also registered with the state of Texas as an Investment Advisor Representative. Eric holds a Series 7 and Series 66 license and the SIE exam. Eric also holds 40 approved state registrations, 10 SRO registrations, and 2 approved IA state registrations. Eric has been with UBS Financial Services Inc. since May 2000. Eric's firm has over $50 billion in assets under management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Transamerica Retirement Advisors, LLC

location

Oakdale, CT

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Eric Alarcon-fierro is a financial advisor who has been working in the industry since 2022. Eric is currently registered with Transamerica Retirement Advisors, LLC and is based in Oakdale, Connecticut. Prior to joining Transamerica, Eric worked as a financial advisor for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Eric holds a Series 66 and Series 7TO license as well as the SIE exam.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Voya Financial Partners, LLC

location

WINDSOR, CT

experience

28 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Eric William Zetterholm is a financial advisor with Voya Financial Partners, LLC. Eric has been in the financial services industry since 1997 and has experience with investment company products and variable contracts. Eric holds a Series 6 and a Securities Industry Essentials (SIE) license and has been a registered representative of Voya Financial Partners, LLC since February 25, 1998. Eric’s previous experience includes working for Aetna Investment Services, Inc.

SPECIALIZATIONS

No specializations listed.

Unclaimed

LRI Investments

location

West Hartford, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Eric Kaleta is a financial advisor with over 20 years of experience. Eric currently works for LRI Investments, LLC, where he provides investment advice to both high-net-worth individuals and other individuals. Prior to joining LRI Investments, Eric worked for VP Distributors LLC and Prudential Investment Management Services LLC. He has passed the Series 7, Series 63, and Series 65 exams. Eric is also a registered investment advisor representative. Eric specializes in financial planning, pension consulting, and portfolio management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Individuals
Unclaimed

Kestra Advisory Services, LLC

location

West Hartford, CT

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Eric Bergenn is a financial advisor associated with Kestra Advisory Services, LLC. Eric has been in the financial industry since January 25, 2014. Eric is registered to provide investment advisory services in Connecticut. Eric provides financial planning and portfolio management services to individual, business and institutional clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Eric Froimovitz is a financial professional with over 20 years of experience in the financial services industry. Eric is currently registered with Prudential Annuities Distributors, Inc., a firm that offers a wide range of financial products and services. Prior to joining Prudential Annuities Distributors, Inc., Eric was employed with a number of other firms, including Broadwall Capital LLC, Prospect Financial Advisors, LLC, Prudential Investment Management Services LLC, Morgan Stanley DW Inc., PaineWebber Incorporated and NYLIFE Distributors Inc. Eric has a broad range of experience in the financial services industry, including securities, investment advisory, and insurance. Eric holds multiple licenses and certifications, including Series 6, 7, 31, and 66, and the SIE.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Nylife Securities LLC

location

WINDSOR, CT

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Eric Barlow is a financial professional with over 10 years of experience in the industry. Eric is registered to conduct business in 9 states and is a licensed representative of Nylife Securities LLC. He is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.

SPECIALIZATIONS

No specializations listed.

Unclaimed

RBC Capital Markets, LLC

location

Westport, CT

experience

16 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Eric Drake is a financial advisor with RBC Capital Markets, LLC. Eric has been in the industry since 2009. Eric is registered to provide investment advice in Connecticut and Texas, among other states. He has experience with a variety of clients, including high-net-worth individuals, corporations, and institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles

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