Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Frederick Loria is an investment advisor representative with Empower Advisory Group, LLC. Frank has been in the industry since May 1996. Frank holds the Series 7, Series 63, Series 65, Series 24, and Series 26 licenses and has worked with Prudential Investment Management Services LLC, Santander Securities LLC, Citizens Securities, Inc., People's Securities, Inc., and Infinex Investments, Inc. Frank specializes in providing financial planning services and portfolio management for individuals. Frank has also worked with a variety of other firms, including CCO Investment Services Corp, Santander Bank, NA, and GWFS Equities, Inc. Frank is registered with the State of Connecticut as a Registered Investment Adviser.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
07/22/2022 - Present
Empower Advisory Group, LLC (Bolton CT)
NJ
08/13/2021 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CT
05/31/2016 - 08/10/2021
SANTANDER SECURITIES LLC (Manchester CT)
CT
01/13/2014 - 05/09/2016
CITIZENS SECURITIES, INC. (MIDDLETOWN CT)
CT
06/21/2004 - 01/13/2014
PEOPLE'S SECURITIES, INC. (PUTNAM CT)
CT
08/04/2000 - 06/08/2004
INFINEX INVESTMENTS, INC. (MERIDEN CT)
CT
07/15/1999 - 08/02/2000
WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)
NY
04/08/1997 - 07/15/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
MN
03/25/1996 - 03/28/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/25/1996 - 03/28/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2000
Series 24 - General Securities Principal Examination
BC
Issued 02/10/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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