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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Northwestern Mutual Investment Services, LLC

location

FAIRFIELD, CT

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

George Santiago is a registered representative with Northwestern Mutual Investment Services, LLC. George is licensed to sell securities in Connecticut, Massachusetts, and New York. George has been in the industry since August 10, 2017, and holds the Series 7 and Series 63 securities licenses.

SPECIALIZATIONS

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS
Unclaimed

Virtus Investment Advisers, Inc.

location

HARTFORD, CT

experience

38 Years Experience

0 Disclosures

ADVISOR BIO

Georgie Lowe is a financial advisor with Virtus Investment Advisers, Inc. Georgie has been working in the financial services industry since 1986. Georgie is registered with the state of Connecticut as an Investment Advisor Representative. Georgie is also a registered representative with FINRA. Georgie has experience providing investment advice to investment companies.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Investment Companies
AN EMPLOYEE OF AN AFFILIATE IS CONTRACTED W/ CNBC MEDIA AS HOST OR GUEST PROVIDING MARKET COMMENTARY.
Unclaimed
location

BETHEL, CT

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Georgina Adames-estevez is an active investment advisor representative registered with PFS Investments Inc. Georgina Adames-estevez has been in the securities industry since 2010, and is licensed to provide investment advice in Connecticut and New York. She holds FINRA Series 6, 63, and SIE licenses, and specializes in investment company products and variable contracts. PFS Investments Inc. is a registered investment advisor with its main office located in Duluth, Georgia. They specialize in providing investment advice to individuals and high-net-worth individuals, with a focus on portfolio management.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

Voya Financial Partners, LLC

location

WINDSOR, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Georgiy Burkovskiy is a financial professional with experience in the financial services industry. Georgiy has been registered with the Financial Industry Regulatory Authority (FINRA) since 2016 and currently holds a Series 6 license. He is a Registered Representative with Voya Financial Partners, LLC. Georgiy's prior experience includes a position with Empower Financial Services, Inc. in Greenwood Village, Colorado.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Stifel, Nicolaus & Company, Inc.

location

HAMDEN, CT

experience

44 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Gerald Bruce Nearier is a financial advisor with Stifel, Nicolaus & Company, Inc. in Hamden, CT. Gerald has over 40 years of experience in the financial services industry. He is registered to provide investment advice in 28 states. Gerald has passed the Series 63, Series 65, Series 7 and SIE exams. Gerald is a licensed Notary Public in Connecticut.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Pruco Securities, LLC

location

SHELTON, CT

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Gerald John Hollmann is a financial professional with Pruco Securities, LLC. Gerald joined Pruco Securities, LLC in December 2018, and has been in the financial industry since December 2018. Gerald is a licensed securities agent in Connecticut. Gerald has passed the Series 6, Series 63 and the SIE exams. Gerald specializes in providing financial advice to individuals and families.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

UBS Financial Services Inc.

location

HARTFORD, CT

experience

53 Years Experience

0 Disclosures

ADVISOR BIO

Gerald Butler Dubey is a financial advisor with over 30 years of experience in the industry. He is currently registered with UBS Financial Services Inc. in Connecticut and Texas. Gerald has a broad range of experience in the financial services industry, having worked with clients in various sectors, including high-net-worth individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

PFS Investments Inc.

location

HAMDEN, CT

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Gerald Thomas Ruocco is an investment advisor representative at PFS Investments Inc., a firm headquartered in Duluth, Georgia. Gerald is a registered representative of FINRA and is licensed in Connecticut. He holds the Series 6, Series 63, and SIE licenses, which demonstrate his knowledge and experience in the financial industry. Gerald has been in the industry since January 1997 and has a history of working with individuals and corporations, including high-net-worth clients.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Wells Fargo Clearing Services, LLC | CFA ® (Certifications)

location

FARMINGTON, CT

experience

43 Years Experience

0 Disclosures

ADVISOR BIO

Gerald Stanley Creem is a financial advisor registered with Wells Fargo Clearing Services, LLC. He is based in Farmington, CT and has been in the financial services industry since 1982. Gerald has a wide range of experience and specializes in providing financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutions. He is also a Chartered Financial Analyst (CFA). In addition to working with Wells Fargo Clearing Services, LLC, Gerald is a partner in Creem Brothers Investments LLP, which provides investment advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Charles Schwab & CO., Inc.

location

Stamford, CT

experience

27 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Gerald Santoro is a financial advisor with Charles Schwab & CO., Inc., with over 20 years of experience in the industry. He is a Registered Representative and Investment Advisor Representative, licensed in multiple states including Connecticut, Texas and many others. He has a wide range of experience in the financial services industry, working previously with firms like Touchstone Securities, Inc., Funds Distributor, Inc. and Dean Witter Reynolds Inc.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

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