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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Paul Zocco is a financial advisor with Cetera Investment Advisers LLC. Frank has been in the industry for over 27 years and has extensive experience in financial planning and investment management. Frank has a variety of specializations including retirement planning, college savings, and estate planning. Frank is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 7, 24, and 63 licenses, as well as the SIE exam. He is registered with the Financial Industry Regulatory Authority (FINRA) and is also licensed to provide investment advice in multiple states. Frank is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
06/29/2023 - Present
Cetera Investment Advisers LLC (GLASTONBURY CT)
CT
02/20/2018 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (GLASTONBURY CT)
CT
05/04/2015 - 03/09/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (MIDDLETOWN CT)
CT
01/02/2009 - 05/15/2015
LPL FINANCIAL LLC (MIDDLETOWN CT)
CT
09/19/2005 - 12/31/2008
LINCOLN FINANCIAL ADVISORS CORPORATION (NEWINGTON CT)
IN
09/19/2005 - 06/08/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
RI
10/27/2004 - 09/19/2005
CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)
NY
04/16/2004 - 10/12/2004
QUICK & REILLY, INC. (NEW YORK NY)
RI
08/17/2001 - 04/02/2004
CITIZENS INVESTMENT SERVICES CORP. (JOHNSTON RI)
CT
05/09/1997 - 07/24/2001
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
CT
10/21/1998 - 09/21/2000
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
MN
04/27/1995 - 04/24/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/27/1995 - 04/24/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 05/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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