Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Bean is a financial professional with over 23 years of experience in the industry. Frank has a broad range of experience, including roles at J.P.Morgan Securities Inc., SG Americas Securities, LLC, and currently at Santander US Capital Markets LLC. Frank holds a Series 7, Series 3, Series 55, Series 57TO, Series 79TO, Series 99TO, and SIE licenses, and is registered in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/29/2018 - Present
Santander US Capital Markets LLC (STAMFORD CT)
NY
08/21/2009 - 07/11/2017
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
05/04/1998 - 10/30/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 07/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/29/2001
Series 3 - National Commodity Futures Examination
BC
Issued 05/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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