Unclaimed
Frank Altomaro is a financial professional with over 17 years of experience in the industry. Frank is currently a registered representative with Jefferies LLC and has held prior roles with Jefferies High Yield Trading, LLC, RBS Greenwich Capital, and Morgan Stanley DW Inc. Frank is licensed to conduct business in all 50 states, the District of Columbia, and Puerto Rico. Frank holds a Series 7, 24, 31, 55, 57TO, 66 and 79TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/13/2009 - Present
Jefferies LLC (STAMFORD CT)
CT
08/18/2009 - 06/03/2013
JEFFERIES HIGH YIELD TRADING, LLC (STAMFORD CT)
CT
05/30/2006 - 11/16/2007
RBS GREENWICH CAPITAL (GREENWICH CT)
CT
10/10/2005 - 05/31/2006
MORGAN STANLEY DW INC. (GREENWICH CT)
BOTH
Issued 10/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/09/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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