Unclaimed
Tabitha George has been in the financial services industry since June 2016. Currently, Tabitha is registered with Interactive Brokers LLC in Greenwich, CT. Prior to this, Tabitha was with WELLS FARGO SECURITIES, LLC in New York, NY. Tabitha is licensed to sell securities in New York. Tabitha has passed the following exams: Series 63, Series 57TO, Series 99TO, SIE, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/30/2019 - Present
Interactive Brokers LLC (GREENWICH CT)
NY
05/26/2016 - 10/01/2019
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
BC
Issued 03/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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