Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Swatick? Claim Your ProfileSwatick Majumdar is a financial advisor with over 30 years of experience in the securities industry. Swatick is currently registered with Chatsworth Securities LLC, a firm headquartered in Greenwich, CT. Previously, Swatick was employed by Adamson Brothers Inc., Janney Montgomery Scott LLC, and Josephthal & Co., Inc. Swatick is also a licensed investment banking representative and holds the Series 7, Series 63, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/04/2007 - Present
Chatsworth Securities LLC (GREENWICH CT)
NJ
03/13/2001 - 01/04/2007
ADAMSON BROTHERS INC. (ROCHELLE PARK NJ)
PA
07/27/1999 - 04/11/2001
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
03/01/1991 - 07/29/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NA
06/22/1990 - 12/14/1990
SOUTH RICHMOND SECURITIES, INC.
BC
Issued 06/28/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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