Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sweyden? Claim Your ProfileSweyden Ernest Dibble is a financial advisor with Charles Schwab & CO., Inc. Sweyden has been in the industry since 1991 and is registered in Connecticut and Texas. Sweyden has experience with a variety of firms, including Royal Alliance Associates, Inc., Spelman & Co., Inc., and Paine Webber Incorporated. Sweyden is also a Certified Financial Planner. Sweyden specializes in retirement planning, investment planning, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CT
01/02/2019 - Present
Charles Schwab & CO., Inc. (South Windsor CT)
NY
07/01/2005 - 10/19/2012
ROYAL ALLIANCE ASSOCIATES, INC. (NEW YORK NY)
AZ
11/10/2000 - 06/24/2005
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
03/30/2001 - 12/31/2003
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NJ
06/06/1997 - 12/11/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/14/1994 - 06/24/1997
J.C. BRADFORD & CO. (NEW YORK NY)
MA
08/26/1991 - 02/25/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/26/1991 - 02/25/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 10/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/27/2006
Series 4 - Registered Options Principal Examination
BC
Issued 03/13/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/23/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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