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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

J.p. Morgan Securities LLC

location

LODI, CA

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Wayne Martin is a financial advisor with over three years of experience in the securities industry. Wayne is currently registered with J.P. Morgan Securities LLC and has been active in the industry since 2021. Wayne's previous experience includes working with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Sacramento, CA. Wayne holds the Series 7TO, Series 66, and SIE licenses. Wayne is currently registered with the states of California and Texas and specializes in providing financial advice to individuals, high-net-worth individuals, corporations, and businesses. Wayne is a dedicated professional with a strong commitment to providing his clients with personalized financial planning and investment management services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

MORENO VALLEY, CA

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Wayne Oberle is an Investment Advisor Representative at J.P. Morgan Securities LLC. Wayne has been in the industry since August 6, 2012, and has a wide range of experience, including working with high-net-worth individuals, corporations, and retirement plans. Wayne is registered with the state of California and Washington. Wayne has a strong commitment to providing personalized financial advice and helping clients achieve their financial goals. Wayne has a Series 6, 7, 63, and 65 licenses. Wayne also holds the SIE license.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC | CFP ® (Certifications)

location

NORTH HIGHLANDS, CA

experience

33 Years Experience

disclosure

5 Disclosures

ADVISOR BIO

Wayne Sellar is a financial advisor with LPL Financial LLC, a large financial services firm. Wayne has been in the financial services industry since 1990. Wayne has a wide range of experience, having worked with several financial institutions and companies before joining LPL Financial LLC. Wayne is licensed to provide financial advice in California and Texas. Wayne is also a Certified Financial Planner.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Seacrest Wealth Management, LLC | CFP ® (Certifications)

location

SAN FRANCISCO, CA

experience

26 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Wayne Wong is a financial advisor with over 23 years of experience in the industry. Wayne is a registered representative with Seacrest Wealth Management, LLC. and currently holds Series 7, Series 31, Series 63, and Series 65 licenses. Wayne has previously worked at Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Discover Brokerage Direct, Inc., and Alamo Capital. Wayne is a Certified Financial Planner and holds a Bachelor of Science in Business Administration with a concentration in Finance. Wayne specializes in providing financial planning, portfolio management, pension consulting, and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Oppenheimer & Co. Inc. | CFA ® (Certifications)

location

SAN FRANCISCO, CA

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Wayne Zhong is a financial advisor with Oppenheimer & Co. Inc., a well-established firm managing over $10 billion in assets. Wayne has been in the industry for over 18 years, starting his career at World Group Securities, Inc. in 2004. Prior to joining Oppenheimer & Co. Inc., Wayne worked at J.P. MORGAN SECURITIES LLC and UBS FINANCIAL SERVICES INC. in California. Wayne is a Series 6, 7, 63, and 65 licensed financial advisor with a designation as a Chartered Financial Analyst. Wayne specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Cetera Investment Advisers LLC

location

LA VERNE, CA

experience

39 Years Experience

0 Disclosures

ADVISOR BIO

Wayne Hurley is a financial advisor with Cetera Investment Advisers LLC. Wayne has been a registered investment advisor since 2007. Wayne is a financial advisor with over 35 years of experience in the financial services industry. Wayne offers a wide range of financial services to individuals, families, and businesses. These services include financial planning, investment management, and retirement planning. Wayne is committed to providing his clients with personalized financial advice that meets their unique needs and goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

MML Investors Services, LLC

location

FOOTHILLS RANCH, CA

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Wayne Joseph Dennen is an investment advisor representative at MML Investors Services, LLC. Wayne is a registered investment advisor in California and Texas. He has been working in the industry since 1998. Wayne holds Series 6, 63, and 65 securities licenses and the SIE exam. Wayne's firm provides financial planning, pension consulting, and educational seminars, among other services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

Wells Fargo Clearing Services, LLC

location

PACIFIC PALISADES, CA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Wayne Christopher Hildenbrand is a registered representative with Wells Fargo Clearing Services, LLC in PACIFIC PALISADES, CA. Wayne has been in the securities industry since 2006. Wayne is also a registered investment advisor.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Cetera Investment Advisers LLC

location

CUPERTINO, CA

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Wayne Minh Loi is a financial advisor who has been in the financial services industry since 2010. Loi is currently registered with Cetera Investment Advisers LLC and has previously worked at several other firms including BANCWEST INVESTMENT SERVICES, INC., EDWARD JONES, WELLS FARGO ADVISORS, LLC, and CITICORP INVESTMENT SERVICES. Loi holds Series 6, 7, and 66 securities licenses and is registered in several states including California, Nevada, New York and North Carolina. Loi specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services to a variety of clients including individuals, corporations, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Osaic Wealth, Inc.

location

DAVIS, CA

experience

38 Years Experience

0 Disclosures

ADVISOR BIO

Wayne Eugene Gilbert is a registered representative with Osaic Wealth, Inc. and Wayne Gilbert & Co. Wayne has been in the industry since 1987 and has a wide range of experience in the financial services industry, including financial planning, portfolio management for individuals and businesses, and pension consulting. Wayne holds a Series 7, Series 24, and Series 63 license. Wayne is a member of FINRA. Wayne is also a senior agent with Northwestern Mutual Life.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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