linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Wayne Oliver Caldwell

Premier Financial Group Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Wayne? Claim Your Profile

About Wayne Oliver Caldwell

Wayne Caldwell is a registered investment advisor representative with Premier Financial Group Inc. Wayne has been in the industry since 1984 and has a wide range of experience. Wayne specializes in providing financial planning, portfolio management for individuals, pension consulting, and educational seminars.

Firm Information

Wayne Caldwell is currently registered with Premier Financial Group Inc.. Premier Financial Group Inc. is an investment advisory firm headquartered in Eureka, CA. The firm offers a range of advisory services, including financial planning, pension consulting, and portfolio management for individuals. With over 1200 accounts and $672 million in regulatory assets under management, they serve a diverse clientele, including individuals, high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans. Their services include educational seminars and publication of periodicals.
Premier Financial Group Inc.

725 SIXTH STREET

EUREKA, CA 95501-1103

$672.39M

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Wayne Caldwell’s Registration & Firm History

CA

01/01/2025 - Present

Premier Financial Group Inc. (EUREKA CA)

CA

04/05/2002 - 09/21/2006

CANTELLA & CO., INC. (EUREKA CA)

FL

01/04/1999 - 04/25/2002

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

FL

12/13/1988 - 01/04/1999

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

NA

07/25/1988 - 12/20/1988

BIRR WILSON, INC.

NA

04/01/1986 - 08/09/1988

BWS, INC.

NA

03/22/1984 - 04/01/1986

BIRR, WILSON & CO., INC.

Not sure if Wayne Oliver Caldwell is right for you?

Licenses & Designations

BC

Issued 04/09/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/1988

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 09/10/1985

Series 4 - Registered Options Principal Examination

BC

Issued 03/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Wayne Oliver Caldwell.
Not sure if Wayne Oliver Caldwell is right for you?