Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Wong is a financial advisor with over 23 years of experience in the industry. Wayne is a registered representative with Seacrest Wealth Management, LLC. and currently holds Series 7, Series 31, Series 63, and Series 65 licenses. Wayne has previously worked at Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Discover Brokerage Direct, Inc., and Alamo Capital. Wayne is a Certified Financial Planner and holds a Bachelor of Science in Business Administration with a concentration in Finance. Wayne specializes in providing financial planning, portfolio management, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/27/2022 - Present
Seacrest Wealth Management, LLC (PURCHASE NY)
CA
08/25/2010 - 06/03/2022
MORGAN STANLEY (Palo Alto CA)
CA
10/27/1999 - 08/26/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAKLAND CA)
CA
07/27/1999 - 10/05/1999
DISCOVER BROKERAGE DIRECT, INC. (SAN FRANCISCO CA)
CA
04/15/1999 - 08/17/1999
ALAMO CAPITAL (WALNUT CREEK CA)
IA
Issued 07/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 02/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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