Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Wei Xia is a registered representative at J.p. Morgan Securities LLC and has been in the industry since 2000. Wayne Wei Xia has a broad range of experience in the securities industry, holding Series 7, 24, 55, 63, and 79TO licenses. Wayne Wei Xia is registered in 53 states and territories and is a licensed agent for J.p. Morgan Securities LLC in California. Wayne Wei Xia specializes in providing financial planning and investment advice to a diverse client base, including high net worth individuals, corporations, pension and profit-sharing plans, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
05/30/2022 - Present
J.p. Morgan Securities LLC (Oakland CA)
TX
02/03/2000 - 06/27/2000
SUMMIT TRADING, INC. (HOUSTON TX)
BC
Issued 06/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 05/28/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/14/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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