ADVISOR BIO

Vy Tieu is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Vy has been in the industry since January 16, 2010. Vy is licensed in 47 states and holds the Series 66, Series 7 and SIE exams. Vy is also registered with the state of Texas as an Investment Advisor Representative. Vy has previously been employed by KOVITZ SECURITIES, LLC.

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ADVISOR BIO

Vy Dang is a registered representative with J.p. Morgan Securities LLC. Vy has been in the securities industry since August 12, 2018, and is currently registered in 17 states including California, Texas, Arizona, Colorado, Florida, Illinois, Maryland, Massachusetts, Minnesota, Nevada, New York, North Carolina, Ohio, Oregon, Pennsylvania, Washington and Wisconsin. Vy holds a Series 6, Series 63 and SIE license. Vy specializes in providing financial planning, pension consulting, and selection of other advisers services. Vy is also a registered representative for JPMorgan Chase Bank, N.A. Vy has experience with various client types, including high-net-worth individuals, corporations, and pension plans.

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ADVISOR BIO

William Eric Gleason is an investment advisor representative at Raymond James & Associates, Inc. William has over 25 years of experience in the financial services industry, and is registered to provide investment advice in the state of California. William has been with Raymond James since 2015. Previously, William was an investment advisor representative for Raymond James Financial Services, Inc., Morgan Stanley DW Inc., Prudential Securities Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Paine Webber Incorporated. William is also a member of MEBAIPCD. William holds the Series 7 and Series 63 licenses. William provides financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals.

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ADVISOR BIO

W. Kyle Griffith is an investment advisor representative with Ameriprise Financial Services, LLC. W. Kyle Griffith has been in the industry since November 19, 2013 and has a Series 66, Series 7 and SIE license. W. Kyle Griffith specializes in providing investment advice to individuals, corporations, and trusts. The advisor's primary office is located in Westlake Village, California. W. Kyle Griffith is registered with the state of California. W. Kyle Griffith also has a co-ownership role in Foster, Griffith & Allen, Inc., a tax preparation business. W. Kyle Griffith's firm, Ameriprise Financial Services, LLC, provides a variety of services to its clients, including financial planning, portfolio management, and asset allocation services. The firm has a history of working with a variety of clients, including individuals, corporations, trusts, and charitable organizations. The firm's main office is located in Minneapolis, Minnesota.

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ADVISOR BIO

Wa Nhut Huong is an Investment Advisor Representative with Morling Financial Advisors, LLC. Wa has been in the industry since 2001 and is registered in California and Texas. Wa has a variety of designations, including Certified Financial Planner and Chartered Financial Consultant. Wa's current firm, Morling Financial Advisors, LLC, focuses on financial planning, pension consulting, and portfolio management for individuals. They specialize in serving individuals, corporations, and charitable organizations.

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ADVISOR BIO

Wade Robert Shumway is a financial advisor who has been in the industry since 2013. Wade is currently registered with LPL Financial LLC and holds Series 66, Series 7 and SIE licenses. Wade is registered with the states of Arizona, California, Colorado, Florida, Montana, Nevada, Ohio, Oklahoma, Oregon, Texas, Utah, Washington, and Wisconsin. Wade has previously worked with Lucia Securities, LLC and National Planning Corporation.

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ADVISOR BIO

Wade Emanuel Gribaldo is a financial advisor at Independent Financial Group, LLC, a firm with a history of experience and expertise in financial services. Wade has been in the financial industry since 1996 and has a proven track record of providing investment advice and financial planning services. His areas of specialization include retirement planning, college savings, and estate planning. Wade is committed to providing his clients with personalized financial advice and guidance.

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ADVISOR BIO

Wade Allan Wallace is a Certified Financial Planner™ and an Investment Advisor Representative. Wade has been working in the financial services industry since August of 2019 and is affiliated with Regency Investment Advisors Inc. located in Fresno, California. Wade’s areas of specialization include retirement planning, college savings, and estate planning. Wade is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

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ADVISOR BIO

Wade Hampton Steverson is a financial advisor with Wells Fargo Clearing Services, LLC. Wade has been in the industry since July 28, 2005 and is currently registered in California, Texas and other states. Previously, Wade was registered with Wells Fargo Investments, LLC in San Diego, California and Morgan Stanley DW Inc. in Purchase, New York. Wade's specialties include portfolio management for businesses, portfolio management for individuals, and investment consulting services to institutional clients. Wade Hampton Steverson is a Registered Representative and Investment Advisor Representative with Wells Fargo Clearing Services, LLC, a subsidiary of Wells Fargo & Company.

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ADVISOR BIO

Wade Brendan Lokka is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Elk Grove, CA. Wade has been in the financial industry for over 20 years and has experience working with individuals, corporations, and institutions. Wade has a strong background in investments, retirement planning, and insurance. Wade holds several professional designations, including Certified Financial Planner (CFP).

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