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Financial Planning Services Advisors in California
35,804 Results
Unclaimed
location

San Francisco, CA

experience

42 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Vincent Anthony Rocha is a registered representative with Morgan Stanley and has been in the industry since March 21, 1983. Rocha has held previous positions with MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC.. Rocha is a Series 63, Series 66, and Series 7 licensed individual. Rocha's firm is a Registered Investment Advisor and is registered with FINRA and the Securities and Exchange Commission. Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management, and wealth management services. The firm's client base includes individuals, corporations, governments, and institutions around the world.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

J.p. Morgan Securities LLC

location

CALIMESA, CA

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Vincent Esparza is a registered representative with J.p. Morgan Securities LLC. Vincent has been in the financial services industry since March 15, 2021, and holds a Series 63, Series 6TO, and SIE. Vincent specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses. Vincent is registered in California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

BEVERLY HILLS, CA

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Vincent Alexander Villa is a financial advisor with Wells Fargo Clearing Services, LLC. Vincent has over 14 years of experience in the financial services industry. Vincent is registered in 53 states and has passed the Series 66, Series 7, and SIE exams. Previously, Vincent was registered with Morgan Stanley and has experience working in Sherman Oaks and Westlake Village, California. Vincent specializes in providing investment consulting services to institutional clients, as well as financial planning and portfolio management for both businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

J.p. Morgan Securities LLC

location

LA QUINTA, CA

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Vincent Leon guerrero is a financial advisor registered with J.P. Morgan Securities LLC. Vincent has been in the industry since October 2020. Vincent is registered in California, Colorado, Florida, and Washington.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

SAN FRANCISCO, CA

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Vincent Raimonda is a registered representative with J.P. Morgan Securities LLC. Vincent has been in the financial services industry since 2010 and is licensed to provide investment advice in several states. Vincent offers a variety of financial services, including financial planning, portfolio management for businesses and individuals, and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Ameriprise Financial Services, LLC

location

IRVINE, CA

experience

34 Years Experience

0 Disclosures

ADVISOR BIO

Vincent Anthony Mazzotta is a financial advisor with over 30 years of experience in the industry. Vincent Mazzotta has been with Ameriprise Financial Services, LLC since 2020 and has an active registration with both FINRA and the SEC. Vincent Mazzotta is also a registered investment advisor with several state regulatory agencies. Vincent Mazzotta has a broad range of experience and specializes in providing financial planning, investment management and portfolio management for individuals and businesses. Vincent Mazzotta's current practice is located in Irvine, California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

LPL Financial LLC

location

HUNTINGTON BEACH, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Vincent Jacobs is an investment advisor representative associated with LPL Financial LLC. Vincent has been working in the financial services industry for seven years. Vincent holds a Series 7, Series 66 and SIE licenses. Vincent provides financial planning services to individuals and businesses and specializes in investments, insurance, and retirement planning. Vincent is registered in the following states: Arizona, California, Colorado, Florida, Georgia, Maryland, Texas, and Wyoming.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed
location

Cupertino, CA

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Vincent Kafu Yip is a registered representative with Morgan Stanley. Vincent has been in the securities industry since 2016 and has experience at both Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC. Vincent currently holds Series 6, 7TO, 63, and 65 licenses and is registered in California and Texas as an Investment Advisor Representative. Vincent is a member of the Financial Industry Regulatory Authority (FINRA).

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

SCOTTS VALLEY, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Vincente Joseph Delucia is a registered representative with LPL Financial LLC and has been in the industry for over 2 years. Vincente is currently based out of Scotts Valley, CA and specializes in providing a variety of financial services to clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Longtail Alpha, LLC

location

NEWPORT BEACH, CA

0 Disclosures

ADVISOR BIO

Vineer Bhansali is a financial advisor with over 20 years of experience in the industry. Vineer currently works at Longtail Alpha, LLC as an Investment Advisor Representative and has previously held positions at PIMCO INVESTMENTS LLC and ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC. Vineer has a wide range of experience, including working with a variety of clients, including pooled investment vehicles, corporations and individuals. Vineer holds several licenses and designations, including Series 3, SIE, Series 7, Series 63, and Series 65. Vineer is also a member of Western States Aviation, LLC.

SPECIALIZATIONS

Pension Consulting Services
Portfolio Management for Businesses
Portfolio Management for Individuals
SUB-ADVISORY SERVICES
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals

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