Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Kenji Mizuno is a financial advisor with J.P. Morgan Securities LLC. Wayne has been in the industry for 17 years and has a Series 6, 7, and 63 license. Wayne also has a Series 65 license and is registered as an investment advisor in California. Wayne has experience working with clients in the following categories: corporations or other businesses, individuals other than high-net-worth, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, insurance companies, and labor unions. Wayne is currently located at the Roseville, CA branch office of J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
11/22/2024 - Present
J.p. Morgan Securities LLC (ROSEVILLE, CA)
IA
Issued 12/08/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2018
Series 7 - General Securities Representative Examination
BC
Issued 11/21/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Wayne Mizuno is the right advisor for you? Invested Better is here to help.
